Proposed Financial Services Regulations

Unless otherwise noted:

  • The comment period extends for 60 days from the date of publication in the State Register.  Address any comments to the Agency Contact Person.
  • The documents available on this page are in PDF format.

The following table contains a link to the proposed regulation with its description below it. Below the description are links to related documents (including SAPA and notices of proposed adoption).  Dates and Contact information appear in the subsequent columns.

Description and Documents Date Filed with the Secretary of State Date Published in the State Register Public comment period expires Agency Contact
Rules Governing the Procedures for Adjudicatory  Proceedings Before the Department of Financial Services March 18, 2022 April 6, 2022 June 6, 2022

Sally Geisel

Debt Collection by Third-Party Debt Collectors and Debt Buyers November 30, 2021 December 15, 2021 February 14, 2022 Meredith Weill

Disclosure Requirements for Certain Providers of Commercial Financing Transactions

October 5, 2021 October 20, 2021 December 19, 2021 George Bogdan