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Financial Property Company Pre-audit Questionnaire

Financial Examinations for New York Domestic Property and Casualty Companies for Examinations Commencing in 2018

The New York State Department of Financial Services requires all domestic companies to provide certain data and documentation in advance of their financial examination.

How to Submit

This data must be submitted in electronic format. The Examination Supervisor or Examiner-in-charge will add your e-mail to the Department's File Transfer Application (Portal Account) so you can securely upload the completed questionnaires and related documentation. Upon being added, you will receive a welcome e-mail from the portal. This e-mail will contain brief instructions and a link to the application. If you don't already have a portal account, you will receive a separate e-mail with your login credentials. Please return the completed questionnaires no later than 45 days after the receipt of this e-mail.

Questions

If you have questions about this procedure, please e-mail the Roving Supervisor or the EIC.

Documents

The following documents are contained in our Pre-Exam Zipped Package:

Updated 07/10/2018

Department of Financial Services

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