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Rate and Form Filing Requirements and Checklists

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Rate and Form Filings Submitted Via SERFF

Effective November 1, 2004, the Health Bureau now accepts electronic filings via SERFF in addition to the Property and Life Bureaus. SERFF is designed to expedite the review and approval of filings and reduce the amount of paperwork for both your company and the New York State Department of Financial Services.

Note: Electronic filing requirements for other insurance types will be provided at a later date.

Rate and Form Filings Not Submitted Via SERFF

Below are links to our traditional Rate and Form Filing Requirements:

Updated 07/23/2018

Department of Financial Services


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