NYSDFS: Banking Division - Weekly Bulletin 2/9/2018

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New York State Department of Financial Services

Weekly Banking Bulletin

February 9, 2018

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck Casher MS Mortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CEU Consumer Examination Unit
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

SECTION I

February 2, 2018 (MI-CRB)
FIRST IC BANK
5593 Buford Highway, Doraville, GA 30340

Application dated February 2, 2018, for permission to open and occupy a branch office at 147-50 Northern Boulevard, Flushing, Borough of Queens, City of New York 11354, received.

February 6, 2018 (MI-CRB)
BERKSHIRE BANK
24 North Street, Pittsfield, MA 01201

Application dated January 31, 2018, for permission to change the location of a branch office from 41 State Street, Albany, Albany County, New York 12207 to 30 South Pearl Street, Albany, Albany County, New York 12207, received.

February 6, 2018 (BK-CRB)
CATSKILL HUDSON BANK
4438 Route 42 North, Monticello, NY 12701

Application dated February 5, 2018, for permission to open and occupy a branch office at 146-148 George Street, Green Island, Albany County, New York 12183, received.

February 6, 2018 (TR-CRB)
PATHFINDER BANK
214 West First Street, Oswego, NY 13126

Application dated January 30, 2018, for permission to open and occupy a branch office at 3775 State Route 31, Liverpool, Onondaga County, New York 13090, received.

February 13, 2018 ((MT-LFS)
EARTHPORT NORTH AMERICA, INC.
60 East 42nd Street, Suite 1111, New York, N. Y. 10165

Application received for a license to engage in business as a transmitter of money company at 60 East 42nd Street, Suite 1111, New York, N. Y. 10165

The publication of receipt of this application does not indicate that the application is deemed complete.

An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law received:

February 7, 2018 (MB-MBD)
Applicant(s)
Chaoqi Su
Qing Li
Yong Yun
As: Ivy Mortgage, Inc.
7625 Maple Lawn Blvd., Suite 135, Fulton, MD 20759

Application to establish a Mortgage Banker's Branch received for examination:

February 7, 2018 (MB-MBD)
Full Service Branch
Family First Funding LLC
11 Oakland Avenue, Suite 2L, Warwick, NY 10990

Article 12-E Applications received.  Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.  They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

DATE OF APPLICATION

NMLS ID

NAME OF APPLICANT

CITY

STATE

August 11, 2017

1616407

Jaycob Dale Nemeth

East Lansing

Michigan

September 26, 2017

933254

Haruka Kitahara

Cerritos

California

September 26, 2017

448655

Mitchell Andrew Steder

Mesa

Arizona

October 4, 2017

1650338

Joseph Slater Lemley

Detroit

Michigan

October 18, 2017

1654169

Liping Chen

Brooklyn

New York

November 3, 2017

972391

Cyrus Lee Bigham

Phoenix

Arizona

November 8, 2017

1683340

Zorica Jovanovic

Prospect Heights

Illinois

November 10, 2017

1195166

Zeinab Anmar Saeed

Dearborn

Michigan

November 10, 2017

1590041

Michael Lee Erickson

Birmingham

Michigan

November 13, 2017

684452

Phillip Duane Karam

Dublin

Ohio

November 13, 2017

212252

Marc Halpern

Miami Beach

Florida

November 15, 2017

1534161

William Walker Bauer

Fort Worth

Texas

November 22, 2017

1664958

Tena Quachelle Smith

Pine Hill

New Jersey

November 22, 2017

69143

Martin Bronfman

Mountainside

New Jersey

November 27, 2017

347019

Ismael Cortijo

Brooklyn

New York

November 28, 2017

20326

Joseph Richard Batten

Jacksonville

Florida

November 29, 2017

198611

Louis James Charles

Rutherford

New Jersey

December 14, 2017

145336

James Edgar Martin

Pittsburgh

Pennsylvania

December 18, 2017

1694808

Molly Anne Richardson

Columbia

Missouri

December 18, 2017

1695818

Dawn Madelon Barclay

New City

New York

December 26, 2017

918048

Joseph Alamprese

Rensselaer

New York

December 26, 2017

184069

Jonathan Garcia Jose

Toms River

New Jersey

December 27, 2017

1684880

Ryan Christopher Palli

Hainesport

New Jersey

December 28, 2017

1684883

Brianna Joy Ramsey

Philadelphia

Pennsylvania

January 3, 2018

1615159

David William Read

Gibsonia

Pennsylvania

January 5, 2018

828221

Benjamin Tyler Carpenter

Philadelphia

Pennsylvania

January 5, 2018

158230

Zel Eileen Josephson

Cherry Hill

New Jersey

January 5, 2018

1641620

Nicole Nadina Archibald

Pemberton

New York

January 9, 2018

1671531

Alexandra Constance Nordman

Syracuse

New York

January 9, 2018

1594826

Melissa Sue Bradlinski

Durhamville

New York

January 10, 2018

1434791

Amber Lynn Boston

Elwood

Indiana

January 10, 2018

1653038

Tanner Ryan Louis Olson

Rockwall

Texas

January 10, 2018

410194

Jungok Ahn

Syosset

New York

January 10, 2018

186134

Brian Lowell Dacy

Gaithersburg

Maryland

January 11, 2018

7058

Leslie McKevitt

East Northport

New York

January 11, 2018

1413566

Anthony Giordano

Stamford

Connecticut

January 12, 2018

1696412

Miki A. Zaffarano

Auburn

New York

January 16, 2018

152402

John Baile

Greenlawn

New York

January 16, 2018

1072064

Jack Reed Colston

Irvine

California

January 16, 2018

1004889

Matthew Tedesco

Lafayette Hill

Pennsylvania

January 16, 2018

1620755

Antranik Vazken Antranik

Valley Stream

New York

January 16, 2018

1699406

Lee Ann Jestis

Hartsburg

Missouri

January 17, 2018

65192

Marcus Gaither

Palmyra

Virginia

January 18, 2018

1468799

Mark Richard Braverman

South Setauket

New York

January 21, 2018

1701083

Martin Siegmeister

Monsey

New York

January 22, 2018

404556

Charles Gerard Vogt

Ronkonkoma

New York

January 22, 2018

1475781

Frank Pastirchak

Yonkers

New York

January 22, 2018

1695980

Kerrie Jo De Capua

Manhasset

New York

January 22, 2018

1622444

Edward J. Machado

Reading

Pennsylvania

January 25, 2018

65030

Mark William Valverde

Brooklyn

New York

January 25, 2018

112174

Richard Israil Goldstone

Laguna Hills

California

January 25, 2018

939617

Luke Jeffrey Nietz

Ponte Vedra Beach

Florida

January 26, 2018

881807

Mallory Lauren Heinzen

Knoxville

Tennessee

SECTION II

February 5, 2018 (MI-CRB)
SALISBURY BANK AND TRUST COMPANY
5 Bissell Street, Lakeville, CT 06039

Authorization issued to change the location of branch office from 1004 Main Street, Fishkill, Dutchess County, New York 12524 to 701 Route 9 Fishkill, Dutchess County, New York 12524, on or after February 6, 2018.

February 7, 2018 (TR-CRB)
ORANGE BANK & TRUST COMPANY
212 Dolson Avenue, Middletown, NY 10940

Authorization issued to open and occupy a branch office at Crompond Plaza, 2141 Crompond Road, Unit # 952-2, Cortlandt Manor, Town of Cortlandt, Westchester County, New York 10567, on or after February 8, 2019.

License to engage in the business of a Mortgage Banker surrendered:

February 5, 2018 (MB-MBD)
Household Finance Realty Corporation of New York
636 Grand Regency Boulevard, Brandon, FL 33510-3942
Effective Date: January 19, 2018

February 5, 2018 (MB-MBD)
Beneficial Homeowner Service Corporation
636 Grand Regency Boulevard, Brandon, FL 33510-3942
Effective Date: January 12, 2018

Certificate to engage in the business of a Mortgage Loan Servicer surrendered:

February 5, 2018 (MLS-MBD)
HSBC Mortgage Services Inc.
636 Grand Regency Boulevard, Brandon, FL 33510
Effective Date: January 12, 2018

License to engage in the business of a Mortgage Banker Branch surrendered:

February 5, 2018 (MB-MBD)
Full Service Branch
Beneficial Homeowner Service Corporation
961 North Weigel Drive, Elmhurst, IL 60126
Effective Date: January 12, 2018

February 5, 2018 (MB-MBD)
Full Service Branch
Household Finance Realty Corporation of New York
961 North Weigel Drive, Elmhurst, IL 60126
Effective Date: January 19, 2018

February 6, 2018 (MB-MBD)
Residential Home Funding Corp.  D/B/A RHF Wholesale
311 Johnnie Dodds Boulevard, Suite 141 & 151, Mount Pleasant, SC 29464
Effective Date: February 2, 2018

Certificate to engage in the business of a Mortgage Broker surrendered:

February 6, 2018 (BR-MBD)
Dream House Funding LTD
225-01 Linden Blvd., Cambria Heights, NY 11411
Effective Date: January 25, 2018

Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

DATE APPLICATION WITHDRAWN

NMLS ID

NAME

CITY

STATE

January 31, 2018

1616996

Austin David Thomason

Noblesville

Indiana

February 1, 2018

1331772

Jose Angel Balanzar

Phoenix

Arizona

February 1, 2018

1371080

Rashid Amin Ali-Washington

Philadelphia

Pennsylvania

February 1, 2018

1500994

Daryl Anthony Lionnet

Cerritos

California

February 1, 2018

1603890

Andrew John Stubbins

Hampton Bays

New York

February 1, 2018

1604590

Katheran Ann Simons

Columbia

Missouri

February 1, 2018

1638649

Mark Charles Hirsch

Tempe

Arizona

February 1, 2018

1638663

Paul David Collier

Scottsdale

Arizona

February 1, 2018

1646238

Adyaina Lucia Camiso

Bordentown

New Jersey

February 1, 2018

1646267

Nicole Allison Landis

Sicklerville

New Jersey

February 1, 2018

220796

Bruce Michael Sanchez

Brooklyn

New York

February 1, 2018

396397

Salvador Ortiz

Buena Park

California

February 1, 2018

916763

Ryan Joseph Miranda

Aliso Viejo

California

February 1, 2018

941210

Matthew Dale Smith

West Valley City

Utah

Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

DATE OF APPROVAL

NMLS ID

NAME OF APPLICANT

CITY

STATE

SPONSORING ENTITY

February 2, 2018

16447

Vivian Marcia Dye

New York

New York

GuardHill Financial Corp.

February 2, 2018

20770

Krishnan Swaminathan

Manvel

Texas

Sutherland Mortgage Services, Inc.

February 2, 2018

25231

Lazaros Vastardos

West Orange

New Jersey

American Neighborhood Mortgage Acceptance Company, LLC

February 2, 2018

138009

Nancy Sharon Crocetto

Cedar Knolls

New Jersey

Mortgage Access Corp.

February 2, 2018

214948

Nazmoon Karim

Bellmore

New York

Freedom Mortgage Corporation

February 2, 2018

936013

Matthew Wayne Barker

Jacksonville

Florida

Carrington Mortgage Services, LLC

February 2, 2018

1012489

Marcos A. Tovar

Forney

Texas

Nationstar Mortgage LLC

February 2, 2018

1107211

Evan Beach

Asbury Park

New Jersey

Equity Prime Mortgage LLC

February 2, 2018

1334754

Claudius Norman Ram

Fullerton

California

American Advisors Group, Inc.

February 2, 2018

1434095

Leneque King

Bronx

New York

United Northern Mortgage Bankers Limited

February 2, 2018

1556627

Lawrence Saint-Ledger Tyson

Lancaster

California

loanDepot.com, LLC

February 2, 2018

1642082

Courtney L. Burczeuski

Dobbs Ferry

New York

Homebridge Financial Services, Inc.

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