NYSDFS: Banking Division - Weekly Bulletin 5/11/2018

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New York State Department of Financial Services

Weekly Banking Bulletin

May 11, 2018

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck Casher MS Mortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CEU Consumer Examination Unit
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

SECTION I

April 26, 2018 (TM-LFS)
SKRILL USA, INC.  
61 Broadway, Suite 1603, New York, New York 10006

Notification received for the change of location from 61 Broadway, Suite 1603, New York, New York 10006 to 200 Vesey Street, 24th Floor, New York, New York 10281.

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.

May 8, 2018 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Notice of intention to close branch office located at 7133 Oak Orchard Road, Elba, Genesee County, NY 14058, received.

The comment period on this notice will expire June 11, 2018.

May 8, 2018 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Notice of intention to close branch office located at 2180 Union Road, West Seneca, Erie County, NY 14224, received.

The comment period on this notice will expire June 11, 2018.

May 8, 2018 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Notice of intention to close branch office located at 2669 Main Street, Whitney Point, Broome County, NY 13862, received.

The comment period on this notice will expire June 11, 2018.

Application to establish a Mortgage Banker's Branch received for examination:

May 7, 2018 (MB-MBD)
Full Service Branch
Residential Mortgage Services, Inc.
120 White Plains Road, Suite 425, Tarrytown, NY 10591

May 8, 2018 (MB-MBD)
Full Service Branch
New Penn Financial, LLC D/B/A Rate30
Shellpoint Mortgage Servicing
6250 Old Dobbin Lane, Suite 110, Columbia, MD 21045

Application to establish a Mortgage Loan Servicer’s Branch received for examination:

May 7, 2018(MLS-MBD)
Full Service Branch
Compu-Link Corporation
1161 E Clark Road, Suite 300, DeWitt, MI 48820

May 9, 2018 (MLS-MBD)
Full Service Branch
Planet Home Lending, LLC
4120 Dublin Boulevard, Suite 150, Dublin, CA 94568

Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for control interest:

May 9, 2018 (MB-MBD)
Applicant(s) Charles Smith
Christopher J Harrington
KKR Wand Holdings Corporation
Peter Struck
Tagar Olson
Thomas L. Fairfield
WMIH Corp.
Wand Merger Corporation
To acquire interest in:
Nationstar Mortgage LLC D/B/As:
Champion Mortgage Company
Mr. Cooper
8950 Cypress Waters Boulevard, Dallas, TX 75019

May 9, 2018 (MB-MBD)
Applicant(s)
AIF VIII Management, LLC
APO Corp.
Apollo Global Management, LLC
Apollo Investment Fund VIII, L.P.
Apollo Management GP, LLC
Apollo Management Holdings GP, LLC
Apollo Management Holdings, L.P.
Apollo Management VIII, L.P.
Apollo Management, L.P.
Apollo Overseas Partners VIII, L.P.
Apollo Uniform GP, LLC
Apollo VIII Uniform Investors, L.P.
BRH Holdings GP, Ltd.
Matthew Russell Michelini
OMH Holdings, L.P.

To acquire interest in:
OneMain Home Equity, Inc.
601 N.W. Second Street, Evansville, IN 47708

Article 12-E Applications received.  Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.  They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

DATE OF APPLICATION NMLS ID NAME OF APPLICANT CITY STATE

January 29, 2018

1694044

Asa Corbett Dicken

Stillwater

New York

February 14, 2018

427106

Lisa Noah

South Elgin

Illinois

February 21, 2018

1077666

Ryan David Panlener

Irvine

California

February 28, 2018

1399394

Diana Ahmad Hamdan

Dearborn Heights

Michigan

March 1, 2018

1026593

William Corradini

Middle Village

New York

March 2, 2018

1696609

Wilman Hernandez

Belleville

New Jersey

March 5, 2018

1631853

Matthew Joseph Mieckowski

Philadelphia

Pennsylvania

March 8, 2018

243810

Jacob Whitney Lockington

Longwood

Florida

March 12, 2018

110057

William Michael Bennett

Nottingham

Maryland

March 13, 2018

1115092

Richard Khalifa

Los Angeles

California

March 16, 2018

205123

Oliver Orlicki

New York

New York

March 19, 2018

67113

Charles John Bucciarelli

Rochester

New York

March 19, 2018

1590396

Shlomo Stein

Brooklyn

New York

March 20, 2018

964184

Greg A. Schatz

Suffern

New York

March 21, 2018

39966

Joseph James Conforti

Whitestone

New York

March 21, 2018

1638215

Rimon Bekhet

Staten Island

New York

March 21, 2018

300106

Bonny Gilbert

Brookline

Massachusetts

March 27, 2018

9677

Mark Eric Hoagland

Laguna Niguel

California

March 27, 2018

1694012

Kelvin Rodriguez

Ozone Park

New York

March 28, 2018

404686

Michael Pancoast

Hainesport

New Jersey

April 2, 2018

175366

Elliott James Epperson

Springfield Gardens

New York

April 2, 2018

1706991

Jessica Marie Barrio

East Concord

New York

April 3, 2018

1250000

Robert M. Donnelly

West Babylon

New York

April 4, 2018

1127357

Nicholas Richard Kiourkas

Phoenix

Arizona

April 4, 2018

1483132

Melissa Pamela Cuartas

Bayside

New York

April 5, 2018

600986

Craig Smith

Great Neck

New York

April 5, 2018

1217250

John Stephen Borowy

Indianapolis

Indiana

April 5, 2018

1560900

Natalie De Souza

Brooklyn

New York

April 5, 2018

1578619

Andrew Domanic Gilman

Phoenix

Arizona

April 5, 2018

1603913

Christopher James Marshall

Dearborn

Michigan

April 5, 2018

1716841

Luis M. Gutierrez

Lafayette

New Jersey

April 6, 2018

1687613

Conor James Molloy

Harper Woods

Michigan

April 9, 2018

749833

Walter Conrad Williams

Livonia

Michigan

April 9, 2018

1603490

Justin Arthur Hubbard

Phoenix

Arizona

April 9, 2018

1615405

Chad James Fransens

Buckeye

Arizona

April 10, 2018

22165

Bari Lynn Beckett

Birmingham

Michigan

April 10, 2018

1332224

Daniel Scara

Phoenix

Arizona

April 10, 2018

1589867

Christopher Joseph Decker

Phoenix

Arizona

April 10, 2018

1589878

Broc Wilson Penner

Scottsdale

Arizona

April 10, 2018

1603462

William Bennett Cain

Scottsdale

Arizona

April 10, 2018

1618283

Montiya Louis Thomas

Colton

California

April 10, 2018

1650255

Matthew Henry Sosland

Farmington Hills

Michigan

April 10, 2018

1650562

Samantha Nicole Spurling

Livonia

Michigan

April 10, 2018

1650603

Tyler Jordan Pask

Ferndale

Michigan

April 11, 2018

65367

Rocco DeMara

White Plains

New York

April 11, 2018

1444113

Bradley Michael Carr

Scottsdlae

Arizona

April 12, 2018

345098

Robert Paul Williams

Westfield

Indiana

April 12, 2018

785416

James Richard Richards

Rockville

Maryland

April 12, 2018

878088

Timothy William Moskal

Chicago

Illinois

April 12, 2018

1203719

Josiah Bennett Brown

Rancho Santa Margarita

California

April 12, 2018

1264250

Ryan Patrick Schelble

Mesa

Arizona

April 12, 2018

1480773

Teresa Mary Prendergast

Seaford

New York

April 12, 2018

1721138

Roberto Miguel Enriquez

Phoenix

Arizona

April 12, 2018

1721142

Benjamin Cole Kennon

Phoenix

Arizona

April 12, 2018

1721151

Krikor Jacob Kazanjian

Scottsdale

Arizona

April 12, 2018

1721157

Erik Jeffrey Evans

Scottsdale

Arizona

April 12, 2018

1721160

Kyle Matthew Mota

Scottsdale

Arizona

April 12, 2018

1722921

Drew Jordan Hittner

Tempe

Arizona

April 12, 2018

1722923

Scott Anthony William Groce

Chandler

Arizona

April 13, 2018

304045

Devin Chaz Glenn

Columbia

Missouri

April 13, 2018

1721139

Charles Realmonte

Tempe

Arizona

April 13, 2018

1721163

Rodolfo Jonathan Soto

Phoenix

Arizona

April 16, 2018

40315

Mtesa I. Ramsey

Sellersville

Pennsylvania

April 16, 2018

1276590

Neal Patrick Renzi

Rancho Santa Margarita

California

April 16, 2018

1716730

Jacob Maximilian Dreisbach

Irving

Texas

April 16, 2018

1689091

Laura Marie Campana

Farmingdale

New York

April 17, 2018

399089

Carlos Juan Santiago

Downey

California

April 17, 2018

1030850

Carl Anthony Thomas

Columbia

Missouri

April 17, 2018

1539910

Nicholas Daniel Fromm

Tempe

Arizona

April 17, 2018

6718

James Edward Hopkins

Houston

Texas

April 17, 2018

1589866

Waquiem Devonn Comar

Phoenix

Arizona

April 17, 2018

1589876

Matthew Ryan Ochoa

Phoenix

Arizona

April 17, 2018

1603535

Israel Rachard Lamprakes

Scottsdale

Arizona

April 17, 2018

1657399

Mark Harrison Veech

Denville

New Jersey

April 18, 2018

1010344

Eric Joseph Gutierres

Tustin

California

April 18, 2018

1053498

Christopher Scott Slocum

Santa Ana

California

April 19, 2018

1650203

Michael John Telzrow

Phoenix

Arizona

April 19, 2018

1709138

Hana Yahia Shehadeh

Columbia

Missouri

April 19, 2018

1722886

David Joshua Moore

Ashland

Missouri

April 26, 2018

1722599

Erica Nicole Vega

Mastic

New York

April 27, 2018

1007261

Daniel Christopher Padilla

Laguna Niguel

California

April 27, 2018

1221738

Timothy Allen Foreman

Costa Mesa

California

April 27, 2018

1622710

Michael John Granata

Seymour

Connecticut

April 27, 2018

1687934

Stephen Chase Oswald

Jacksonville

Florida

April 28, 2018

1726155

Xiomara Medina

Coram

New York

April 30, 2018

1111813

Michael Edward Millage

San Diego

California

SECTION II

April 13, 2018 (PF - LFS)
THE HENRY PLAN, LLC D/B/A/ THE HENRY PLAN
137-34 Jamaica Avenue, Jamaica, New York 11435-3608

A license was issued to the licensee to complete the change of legal entity type from sole proprietorship to limited liability company and the related name change, as follows:

From: Robert Pehnke, Jr. D/B/A The Henry Plan
To:      The Henry Plan, LLC D/B/A The Henry Plan

May 2, 2018 (TM-LFS)
ASSOCIATED FOREIGN EXCHANGE, INC. D/B/A AFEX
21045 Califa Street, Woodland Hills, CA 91367

Application for use of DBA AFEX was approved effective May 2, 2018.

May 2, 2018 (TM-LFS)
HONG LAN SERVICES INC. D/B/A HONG LAN CHUYEN TIEN D/B/A HONG LAN MONEY TRANSFER
9113 Bolsa Avenue, Suite #122, Westminster, CA 92683

Application for use of d/b/a Hong Lan Chuyen Tien and removal of d/b/a Orange Cargo was approved effective May 2, 2018.

May 2, 2018 (SB-CRB)
FULTON SAVINGS BANK
75 South First Street, Fulton, NY 13069

Authorization granting permission to open and occupy a branch office at Fulton Commons, 1909 State Route 3, Town of Granby, Oswego County, New York 13069, surrendered for cancellation.

Office discontinued as of April 27, 2018.

May 4, 2018 (TR-CRB)
TOMPKINS TRUST COMPANY
110 North Tioga Street, Ithaca, NY 14850

Approval given to change the location of principal office from 110 North Tioga Street, Ithaca, Tompkins County, New York 14850 to 118 East Seneca Street, Ithaca, Tompkins County, New York 14850, on or after May 4, 2018.

May 8, 2018 (MI-CRB)
FIRST IC BANK
5593 Buford Highway, Doraville, GA 30340

Authorization issued to open and occupy a branch office at 204-08 Northern Boulevard, Bayside, Borough of Queens, City of New York 11361, on or after May 9, 2018.

May 8, 2018 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office at 4400 Vestal Parkway East, Binghamton, Broome County, New York 13902, will not result in a significant reduction of banking services in the community to be affected.

May 9, 2018 (SB-CRB)
APPLE BANK FOR SAVINGS
1395 Northern Boulevard, Manhasset, NY 11030

Approval given to change the location of branch office from 124 East 125th Street, Borough of Manhattan, City of New York 10035 to 169 East 125th Street, Borough of Manhattan, City of New York 10035, on or after May 10, 2018.

Certificate issued to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law:

May 7, 2018 (BR-MBD)
Pham & Partners LLC
6811 Bay Parkway, Brooklyn, NY 11204

May 7, 2018 (BR-MBD)
The Mint Capital Inc
412 North Main St Suite 101A, Monroe, NY 10950

May 7, 2018 (BR-MBD)
Astar Home Capital Inc
7 Van Buren Dr. #302, Monroe, NY 10950

License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York State Banking Law:

May 9, 2018 (MB-MBD)
Full Service Branch
Movement Mortgage, LLC
484 Main Street, Suite #3, East Aurora, NY 14052

May 9, 2018 (MB-MBD)
Full Service Branch
1st Priority Mortgage, Inc.
6245 Sheridan Drive, Suite 108, Amherst, NY 14221

May 9, 2018 (MB-MBD)
Full Service Branch
As: FGMC in lieu of First Guaranty Mortgage Corporation
5800 Tennyson Parkway, Suite 450, Plano, TX 75024

May 9, 2018 (MB-MBD)
Full Service Branch
Home Point Financial Corporation
300 Centerville Road, The Summit West - Suite 204/204A, Warwick, RI 02886

May 9, 2018 (MB-MBD)
Full Service Branch
Commonfund Mortgage Corp.
20 East Main Street, Store #10, Clifton Springs, NY 14432

May 9, 2018 (MB-MBD)
Full Service Branch
Residential Home Funding Corp.  D/B/A RHF Wholesale
115 River Road, Pier Suite 109, Edgewater, NJ 07020

May 9, 2018 (MB-MBD)
Full Service Branch
Carrington Mortgage Services, LLC
15880 North Greenway/Hayden Loop, Suite 100, Scottsdale, AZ 85260

May 9, 2018 (MB-MBD)
Full Service Branch
CrossCountry Mortgage, Inc.
459 Washington Street, Unit 29, Duxbury, MA 02332

Certificate issued to engage in the business as a Mortgage Broker Branch under Article 12-D of the New York State Banking Law:

May 9, 2018 (BR-MBD)
Full Service Branch
Genpact Mortgage Services, Inc.
10401 Deerwood Park Boulevard, Building 1, Suite 1400, Jacksonville, FL 32256

License to engage in the business of a Mortgage Banker surrendered:

May 8, 2018 (MB-MBD)
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
1 Mortgage Way, 3rd Floor, Mount Laurel, NJ 08054
Effective Date: March 16, 2018

License to engage in the business of a Mortgage Banker Branch surrendered:

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
28 East Main Street, Suite 1, Store No. 23, Smithtown, NY 11787
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
600 North Avenue West, Suite 1, Westfield, NJ 07090
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
170 North Main Street, New City, NY 10956
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
127 Woodside Avenue, Store #1, Briarcliff Manor, NY 10510
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
136 West Main Street, Babylon, NY 11702
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
6 Cedar Street, Dobbs Ferry, NY 10522
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
140 Jericho Turnpike, Syosset, NY 11791
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
36 Route 25-A, Setauket, NY 11733
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
413 Fort Salogna Road, Northport, NY 11768
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
2119 Bedford Avenue, Bellmore, NY 11710
Effective Date: March 16, 2018

May 8, 2018 (MB-MBD)
Full Service Branch
PHH Home Loans, LLC D/B/A:
Cartus Home Loans
Coldwell Banker Home Loans
2395 Ocean Avenue, Suites 1 & 2, Ronkonkoma, NY 11779
Effective Date: March 16, 2018

License to engage in the business of a Mortgage Banker Branch surrendered:

May 7, 2018 (MB-MBD)
United Mortgage Corp.  D/B/A:
NY Finest Funding
United Faith Mortgage
United Global Group
225 Montauk Highway, Unit #117, Moriches, NY 11955-1411
Effective Date: April 23, 2018

May 7, 2018 (MB-MBD)
Carrington Mortgage Services, LLC
470 Olde Worthington Road, Suite 200, Office 229, Westerville, OH 43082
Effective Date: March 16, 2018

May 8, 2018 (BR-MBD)
Landmark Financial Group, LLC
181 Old Post Road, Southport, CT 06890
Effective Date: April 26, 2018

May 9, 2018 (MB-MBD)
Carrington Mortgage Services, LLC
24624 Interstate 45, Suite #250, Spring, TX 77386
Effective Date: November 15, 2017

Mortgage Banker Branch License Address Changes:

May 9, 2018 (MB-MBD)
Reliance First Capital, LLC
From: 425 Holiday Drive, Suite 200, Pittsburgh, PA 15220
To: 681 Andersen Drive, Suite 500, Pittsburgh, PA 15220

Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

DATE OF APPROVAL NMLS ID

NAME OF APPLICANT CITY STATE SPONSORING ENTITY

April 30, 2018

1613117

Aron Gancfried

Spring Valley

New York

Funding Source Corp.

April 30, 2018

1687689

Nickolas James Colucci

Macomb

Michigan

Quicken Loans Inc.

 

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