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New York State Department of Financial Services

Weekly Banking Bulletin

July 13, 2018

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck Casher MS Mortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CEU Consumer Examination Unit
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

SECTION I

July 5, 2018 (TR-FWB)
GOLDMAN SACHS BANK USA
200 West Street, New York, NY 10282

Application dated July 5, 2018 for permission to open and occupy a branch office at 11850 South Election Road, Draper, Salt Lake County, Utah 84020, received.

(The activities of this branch office will be limited to the offering of unsecured personal loans and the acceptance of deposits.)

July 6, 2018 (BP-LFS)
MONEY MANAGEMENT INTERNATIONAL, INC.
14141 Southwest Freeway, Suite 1000, Sugar Land, Texas 77478

A notification was received in connection with the relocation of the branch office from 13430 North Black Canyon Highway, Suite 250, Phoenix, AZ 85029 to 2401 West Peoria Avenue, Suite 100, Phoenix, AZ 85029, effective August 1, 2018.

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.

July 9, 2018 (PB-FWB)
BROWN BROTHERS HARRIMAN & CO.
140 Broadway, New York, NY 10005

Verified Certificate to continue business as Private Bankers, received.

(This Private Banker is already under the supervision of the Department.  New Certificate submitted by reason of the death of Michael Kraynak, Jr., a Class 2 Limited Partner.)

July 10, 2018 (FR-FWB)
THE IYO BANK, LTD.
1, Minami-Horibata-Cho
Matsuyama 790-8514, Japan

Notice to voluntarily surrender representative office license at 780 Third Avenue, New York, NY 10017, received.

July 11, 2018 (TM-LFS)
STRIPE PAYMENTS COMPANY  
185 Berry Street, Suite 550, San Francisco, CA 94107

Notification received for the change of headquarter location from 185 Berry Street, Suite 550, San Francisco, CA 94107 to 510 Townsend Street, San Francisco, CA 94103.

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.

Application to engage in the business of a Mortgage Banker under Article 12-D of the New York State Banking Law:

July 3, 2018 (MB-MBD)
Applicant(s)
Karl L Shaughnessy
Robert Burke
Terence Mc Mahon
As: Leeward Capital LLC
1 Flowerfield Building 7, Suite 20-3, St James, NY 11780

July 3, 2018 (MB-MBD)
Applicant(s)
Jeffrey Edward Bode
Kara Christeen Lamphere
Michael Lynn Kennemer
As: Mid America Mortgage, Inc.
15301 Spectrum Drive, Suite 405, Addison, TX 75001

Application to establish a Mortgage Banker's Branch received for examination:

July 9, 2018 (MB-MBD)
Full Service Branch
Residential Mortgage Services, Inc.
50 Braintree Hill Office Park Suite 209, Braintree, MA 02184

July 9, 2018 (MB-MBD)
Full Service Branch
Royal United Mortgage, LLC
8200 North Mopac Expressway, Building One, Suite 240, Austin, TX 78759

July 11, 2018 (MB-MBD)
Full Service Branch
NJ Lenders Corp.   D/B/As:
Coastal Lenders
Home Owners Mortgage Express
Silver Bay Lending
80 River Street, Suite 2C, Hoboken, NJ 07030

July 11, 2018 (MB-MBD)
Full Service Branch
Intercontinental Capital Group, Inc.
225 Montauk Highway, Suite 117, Moriches, NY 11955

July 11, 2018 (MB-MBD)
Full Service Branch
Contour Mortgage Corporation
400 Broadhollow Road, Suite 5, Farmingdale, NY 11735

July 11, 2018 (MB-MBD)
Full Service Branch
Family First Funding LLC
14 Main Street, Suite 3, East Hampton, NY 11937

July 11, 2018 (MB-MBD)
Full Service Branch
Franklin First Financial, Ltd.  D/B/As:
Franklin First Mortgage Bankers
Presidents First Mortgage Bankers
Senior Funding Group
5406 Avenue N, Ground Floor, Brooklyn, NY 11234

Application to establish a Mortgage Loan Servicer’s Branch received for examination:

July 10, 2018 (MS-MBD)
Full Service Branch
Compu-Link Corporation
2900 Esperanza Crossing, 4th Floor, Austin, TX 78758

Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for control interest:

July 3, 2018 (MB-MBD)
Applicant(s)
ECP Helios Partners IV, L.P.
Eos Hyperion GP, LLC
Eos Hyperion Partners, L.P.
Steven Michael Friedman
To acquire interest in:
Residential Mortgage Services, Inc.
24 Christopher Toppi Drive, South Portland, ME 04106

Mortgage Banker License Name Change Received:

July 5, 2018 (MB-MBD)
From: American Advisors Group, Inc.
To: American Advisors Group, Inc. D/B/A
AAG

Article 12-E Applications received.  Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.  They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

DATE OF APPLICATION NMLS ID NAME OF APPLICANT CITY STATE

May 2, 2018

287146

Vincent Carrieri

Kings Mountain

North Carolina

May 25, 2018

1730866

Joseph John Zanzano

Hartsdale

New York

May 31, 2018

1443167

Plinio Angulo

Newark

New Jersey

June 4, 2018

64581

Ryan Andrew Sawyer

Clifton Park

New York

June 6, 2018

1088547

Michael Evan Tuman

Upper Nyack

New York

June 13, 2018

1107713

Hugo Hsi-Sheng Liu

Orange

California

June 14, 2018

1689095

Edward Charles Dowden

Rockville Centre

New York

June 19, 2018

846970

Hana Assi

Dearborn

Michigan

June 19, 2018

1719708

Todd Steven Davis

Detroit

Michigan

June 19, 2018

1725668

Kathleen Driscoll

Malta

New York

June 19, 2018

1731546

Jacob Solomon Anton

Eastpointe

Michigan

June 19, 2018

1731778

Cooper Patrick Urbany

Birmingham

Michigan

June 20, 2018

1731444

Amrit Kaur Batth

Westland

Michigan

June 20, 2018

1731828

Raleigh Edward Belanger

Plymouth

Michigan

June 21, 2018

673469

Sahani Ekmini Dissanayake

Southfield

Michigan

June 21, 2018

860849

Hussein Adel Beidoun

Inkster

Michigan

June 21, 2018

1510340

Trent Wade Knight

St. Clair Shores

Michigan

June 21, 2018

1731082

Demetrius Nathan Rodgers

Clinton Township

Michigan

June 21, 2018

1731348

Alysa Renee Green

Southgate

Michigan

June 21, 2018

1731354

Bailey John Birr

Oxford

Michigan

June 21, 2018

1731769

Nicholas Paul Chene

Clinton Township

Michigan

June 21, 2018

1742242

Brandon Alexander Schlecht

Bloomfield Hills

Michigan

June 21, 2018

1743393

Zachary Lawrence Eslinger

Clinton Township

Michigan

June 21, 2018

1750122

Naftola Gross

Monroe

New York

June 22, 2018

1731382

Terrance Ervin McCoy

Macomb

Michigan

June 22, 2018

1731459

Anthony Joseph LaRosa

Saint Clair Shores

Michigan

June 22, 2018

1731786

Matthew Christopher Lynn

Sterling Heights

Michigan

June 25, 2018

707323

Andrew Michael Caron

Shelby Township

Michigan

June 25, 2018

1149852

Christopher Martin Zale

Wixom

Michigan

June 25, 2018

1549766

Stevie Ann Cipielewski

Ferndale

Michigan

June 25, 2018

1720099

Nermin Ahmed Harb

Dearborn

Michigan

June 25, 2018

1720187

Radwan Mohamed Al-Mahayni

Canton

Michigan

June 25, 2018

1720425

Destiny Danae Robinson

Southfield

Michigan

June 25, 2018

1731497

Abigail Soo Buban

Troy

Michigan

June 25, 2018

1731716

Khoder Abd Hachem

Dearborn

Michigan

June 25, 2018

1731928

Jeremey Philip Donohue

Detroit

Michigan

June 25, 2018

1733785

Michael Robert Ball

Dearborn Heights

Michigan

June 25, 2018

1742237

Nazim Jalal Chowdhury

Hamtramck

Michigan

June 25, 2018

1742260

Sean Matthew Black

Toledo

Ohio

June 25, 2018

1742301

Peter Gjoka Djelaj

Sterling Heights

Michigan

June 25, 2018

1742372

Andrew Keith Graham

Shelby Township

Michigan

June 25, 2018

1742541

Atalaya Dione Ellison

Canton

Michigan

June 25, 2018

1742584

Lorine Claire Geraisy

Livonia

Michigan

June 25, 2018

1742634

Marissa Marilyn Hickey

Farmington Hills

Michigan

June 25, 2018

1742943

Darren Matthew Bahro

Keego Harbor

Michigan

June 26, 2018

1628481

Robert Jacob Hamilton

Columbia

Missouri

June 26, 2018

1705989

Jon P. Wigfall

Great Neck

New York

June 26, 2018

1742493

Ashia Shnee Williams

Detroit

Michigan

June 27, 2018

1612481

Musab Abdul-Rahman Qazi

Livonia

Michigan

June 27, 2018

1719888

Zachary Clay Cunningham

West Bloomfield

Michigan

June 27, 2018

1731123

Alexander Joseph Vukas-Oszvart

St. Clair Shores

Michigan

June 27, 2018

1731170

Dashaun Sheldon Wood

Macomb

Michigan

June 27, 2018

1731318

Allison Chapman Capper

Detroit

Michigan

June 27, 2018

1731453

Andrea Marie Sparks

West Bloomfield

Michigan

June 27, 2018

1731486

Ila Glen Nichols

Bloomfield Hills

Michigan

June 27, 2018

1731759

Kyle Blaine Welmers

Wayne

Michigan

June 27, 2018

1732339

Frederick John Riehl

Eastpointe

Michigan

June 27, 2018

1742285

Chantel Marie Floyd

Detroit

Michigan

June 27, 2018

1742290

Allison Rae Michaels

Royal Oak

Michigan

June 27, 2018

1742292

Candice Louise Williams

Southfield

Michigan

June 27, 2018

1742321

Spencer Brooks

Detroit

Michigan

June 27, 2018

1742345

Tiffany Ann Greene

St. Clair Shores

Michigan

June 27, 2018

1742346

Samantha Claire Staver

Hazel Park

Michigan

June 27, 2018

1742396

Andrick Paul Siegmund

Pleasant Ridge

Michigan

June 27, 2018

1742399

Zachary Gerrit Burmeister

Southfield

Michigan

June 27, 2018

1742513

Jehanzeb Mahmood Basit

Sterling Heights

Michigan

June 27, 2018

1742600

Magen Joan Grider

Attica

Michigan

June 27, 2018

1743010

Joseph Douglas Blank

Detroit

Michigan

June 27, 2018

1743352

Jeffrey Demetrius Blalark

Detroit

Michigan

June 28, 2018

136843

Brian Christopher Frank

Bryn Mawr

Pennsylvania

June 28, 2018

1072837

Tammy Darlene Hutchinson

Jacksonville

Florida

June 28, 2018

1140232

Cameron William Lands

Saline

Michigan

June 28, 2018

1731445

Amy Leann Wright

Wayne

Michigan

June 28, 2018

1731663

Justin Ray Grose

Hazel Park

Michigan

June 28, 2018

1742939

Daniel Edward Keilman

Dexter

Michigan

June 29, 2018

1161593

Timothy Matthew Overshiner

Columbia

Missouri

June 29, 2018

1202949

Qassim M. Darawsheh

Stamford

Connecticut

June 29, 2018

1535012

Ricky Stuart Zuckerman

Timonium

Maryland

June 29, 2018

1748852

Jacob Sean Heitz

Ione

California

June 29, 2018

1754127

Chrisanna Harris

Dix Hills

New York

July 2, 2018

939488

Munir Ramzan Valiani

Jacksonville

Florida

 

SECTION II

April 13, 2018 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at 1100 Wehrle Drive, Town of Amherst, Erie County, New York 14221.

June 29, 2018 (SB-CRB)
NEW YORK COMMUNITY BANK
136-65 Roosevelt Avenue, Flushing, NY 11354

Authorization granting permission to open and occupy a branch office at  315 Central Avenue, Clark, Union County, NJ 07066, surrendered for cancellation.
Office discontinued as of June 29, 2018.

July 2, 2018 (TM-LFS)
TKC HOLDINGS, INC.
1260 Andes Blvd., St. Louis, MO 63132

Change of Control Application filed by TKC Holdings, Inc. acquiring Keefe Group, LLC. resulting in 100% acquisition of Keefe Commissary Network, LLC, u/a/n Access Corrections, located at 10880 Linpage Place, St. Louis, MO 63132, was approved on July 2, 2018.

July 3, 2018 (TR-CRB)
MANUFACTURERS & TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, New York 14203

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at 3824 North Main Street, Marion, Wayne County, New York 14505.

July 3, 2018 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY  14203

Authorization granting permission to open and occupy a branch office at 340 Main Street, Madison, Morris County, NJ 07940, surrendered for cancellation.

Office discontinued as of June 26, 2018.

July 3, 2018 (CU-CRB)
CFCU COMMUNITY CREDIT UNION
1030 Craft Road, Ithaca, New York 14850

Authorization issued to open and maintain a station at Kingdom Plaza Shopping Center, 1959 NY Routes 5 and 20, Waterloo, Town of Seneca Falls, Seneca County, New York 13165 on or after July 4, 2018.

July 3, 2018  (CU-CRB)
CFCU COMMUNITY CREDIT UNION
1030 Craft Road, Ithaca, New York 14850

Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at Modern Market, 1 East Cayuga Street, Moravia, Cayuga County, New York 13118.

July 6, 2018  (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of the branch office at 1838 Empire Boulevard, Town of Penfield, Monroe County, New York 14580, will not result in a significant reduction of banking services in the community to be affected.

License to engage in the business of a Mortgage Banker Branch surrendered:

July 6, 2018 (MB-MBD)
Caliber Home Loans, Inc.
47 Discovery, Ste.100, Irvine, CA 92618
Effective Date: July 3, 2018

July 9, 2018 (MB-MBD)
CMG Mortgage, Inc.
3160 Crow Canyon Road, Suite #300, San Ramon, CA 94583
Effective Date: June 20, 2018

July 9, 2018 (MB-MBD)
loanDepot.com, LLC   D/B/As:
LDWholesale
loanDepot
14 Commerce Drive, 4th Floor, Cranford, NJ 07016
Effective Date: July 3, 2018

Certificate to engage in the business of a Mortgage Broker Branch surrendered:

July 9, 2018 (BR-MBD)
Neighborhood Assistance Corporation of America
4425 West 63rd Street, Suite #204, Chicago, IL 60629
Effective Date: July 3, 2018

Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

DATE APPLICATION WITHDRAWN NMLS ID NAME OF APPLICANT CITY STATE
July 9, 2018 1494780 Brittany Tranell Kerry Anderson Baltimore Maryland

 

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