Skip to Content

New York State Department of Financial Services

Weekly Banking Bulletin

September 7, 2018

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either  (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

BKBankMBMortgage Banker
BPBudget PlannerBRMortgage Broker
CCCheck Casher MS Mortgage Servicer
CUCredit UnionPFPremium Finance Agency
FAForeign AgencyPBPrivate Banker
FBForeign BranchSDSafe Deposit Company
FRForeign Representative OfficeSFSales Finance Agency
HCHolding CompanySLSavings and Loan Association
ICInvestment CompanySBSavings Bank
LLLicensed LenderTMTransmitter of Money
MKMerchant BankTRTrust Company
MIMiscellaneous VC Virtual Currency

Regulatory Unit Codes

CM Capital Markets
CRBCommunity and Regional Banks
CEU Consumer Examination Unit
FWBForeign and Wholesale Banks
LFSLicensed Financial Services
MBDMortgage Banking

 

SECTION I

August 31, 2018 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, New York 14203

Application dated August 30, 2018, for permission to open and occupy a branch office at MetLife Stadium, 1 MetLife Stadium Drive, East Rutherford, Bergen County, New Jersey 07073, received.

(This facility is to be opened October 7, 2018, and operational periodically thereafter. The activities of this branch office will be limited to opening accounts.)

August 31, 2018 (FB-FWB)
LANDESBANK BADEN-WÜRTTEMBERG
Am Hauptbahnhof 2, 70173 Stuttgart, Germany

Application dated August 20, 2018, for permission to change the location of branch from 280 Park Avenue, Borough of Manhattan, City of New York 10017 to 1185 Avenue of the Americas, Borough of Manhattan, City of New York 10036, received.

September 4, 2018 (SF-LFS)
KYLE SHULTS 
3800 Fluvanna Townline, Jamestown, NY 14701

Application was received from Kyle Shults to acquire 49% of Shults Oldsmobile Cadillac Pontiac Inc. dba Auto Credit., a NYS Sales Finance Company located at 1315 Washington St. Jamestown, NY 14701.

The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

September 4, 2018 (FB-FWB)
PORTIGON AG
Völklinger Straße 4, 40219 Düsseldorf, Germany

Notice pursuant to Section 605.11 of the Banking Law that Portigon AG intends to voluntarily liquidate its New York branch located at 589 Eighth Avenue, New York, NY 10018, received.

September 5, 2018 (TR-CMD)
EQUINITI TRUST COMPANY
90 Park Avenue, New York, NY 10016

Pursuant to the provisions of Section 105-b of the Banking Law, notice to the Superintendent of Financial Services of intention to establish and maintain a trust office at 11200 W. Parkland Avenue, Milwaukee, Wisconsin 53224 received.

Application to engage in the business of a Mortgage Broker under Article 12-D of the New York State Banking Law received for examination:

September 5, 2018 (BR-MBD)
Applicant(s)
Peter Anthony Prosper, III
As: Prosper First Funding Corporation D/B/A Prosper First Capital
763 Saratoga Road, Suite #4, Burnt Hills, NY 12027

Mortgage Banker License Name Change Received:

September 4, 2018 (MB-MBD)
From: American Neighborhood Mortgage Acceptance Company, LLC D/B/A
AnnieMac Home Mortgage

To: American Neighborhood Mortgage Acceptance Company, LLC D/B/A
AnnieMac Home Mortgage D/B/A Lofidirect

Article 12-E Applications received.  Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.  They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

DATE OF APPLICATION

NMLS ID

NAME OF APPLICANT

CITY

STATE

April 27, 2018

184398

Mitchell Del Gais

East Williston

New York

May 10, 2018

30960

Kevin Kuechler

Needham

Massachusetts

June 19, 2018

1742240

Bonita Ann Eliya

Southfield

Michigan

June 19, 2018

1742283

Shane Wesley Ireland

Grosse Pointe Woods

Michigan

June 19, 2018

1742294

Nicole Diane Bolen

Davison

Michigan

June 19, 2018

1742564

Lawrence Richard Bringard

Redford

Michigan

June 20, 2018

1742918

Clara Ishak Bergsneider

Macomb

Michigan

June 21, 2018

1742572

Lonnie Keith Brammer

Ypsilanti

Michigan

June 21, 2018

1742930

Colleen Sue Riley

Burton

Michigan

June 21, 2018

1743143

Kaitlyn Marie Baxter

Lincoln Park

Michigan

June 21, 2018

1743148

Kathleen Ann Lawrence

Taylor

Michigan

June 22, 2018

1742844

Jonathan Raymond Blizzard

Lincoln Park

Michigan

June 22, 2018

1742953

Devon Philip Teets

Algonac

Michigan

June 28, 2018

1708396

Valentin Daniel Torres

Detroit

Michigan

June 29, 2018

6103

Christopher Loughnane

Rancho Mission Viejo

California

July 2, 2018

1533824

John Patrick Troiani

Bel Air

Maryland

July 9, 2018

4391

David Brian Oldfield

Horseheads

New York

July 12, 2018

12650

Stephen Mark Boney

Saint Johns

Florida

July 19, 2018

13002

Anthony Robert Ditoma

Plano

Texas

July 23, 2018

258253

Gregory Clifford Laywell

Garland

Texas

July 24, 2018

60645

William Michael Zgorski

Hampstead

Maryland

July 24, 2018

407988

Jason Raymond Tan

Brooklyn

New York

July 31, 2018

1743880

Justin Joseph

Lutz

Florida

August 2, 2018

1744919

Matthew John Ranaldo

Rockville Centre

New York

August 3, 2018

1011958

Thomas Lee Bormann

Massapequa

New York

August 6, 2018

986606

Karlos J. Zambrano

Miami

Florida

August 7, 2018

1128605

Mohamed Gulamali

Elmhurst

New York

August 7, 2018

1393377

Thomas Aubin Danison

Clifton Park

New York

August 7, 2018

1464751

Myranda Washington

Cleveland

Ohio

August 7, 2018

1757284

Wei Vanessa Deng

Manhasset

New York

August 7, 2018

1767780

Tricia Lynn Downs

Mount Vernon

New York

August 14, 2018

1044137

April Bareno

West Henrietta

New York

August 16, 2018

1758349

Jermaine Williamson Harper

Saint Augustine

Florida

August 20, 2018

1039470

Matthew Thomas Kurtz

Fairfax

Virginia

August 20, 2018

1181003

Mary E. Marone

Rochester

New York

August 24, 2018

1742304

Alvin Samir Kizy

Troy

Michigan

August 24, 2018

1742514

Kendra Jerline Hall

Inkster

Michigan

August 27, 2018

1751420

Shadi Mohamad Hammoud

Dearborn Heights

Michigan

August 27, 2018

1751512

Kenneth Pasquale Gentile

Livonia

Michigan

August 27, 2018

1751607

Alexander Kostas Gikas

Clawson

Michigan

August 27, 2018

1751682

Brennan Brian Ferrilla

Detroit

Michigan

August 27, 2018

1751810

Ali A. Dbouk

Sterling Heights

Michigan

August 27, 2018

1751825

Allan Michael Cramer

Oak Park

Michigan

August 27, 2018

1752158

Derek Edward Hackett

Commerce Township

Michigan

August 27, 2018

1752685

Jeremy Michael Lippitt

Berkley

Michigan

August 27, 2018

1762683

Austin Mitchell Hogg

Allen Park

Michigan

August 27, 2018

1762735

Bradley William Nicholas Carruthers

Dexter

Michigan

August 27, 2018

1762758

Anthony Hanna

Clinton Township

Michigan

August 28, 2018

31396

Scott Joseph Carr

Horsham

Pennsylvania

August 28, 2018

32566

John Scott Groves

Bensalem

Pennsylvania

August 28, 2018

176375

Sharon Marie Birdow

Westminster

Maryland

August 28, 2018

184327

Frank Edward Carr

Chalfont

Pennsylvania

August 28, 2018

1123208

Delius Jonathon Bune

Dana Point

California

August 28, 2018

1762651

John Lewis Cole

Wyandotte

Michigan

August 28, 2018

1762692

Lairren Tyronne Johnson

Warren

Michigan

August 30, 2018

1712100

Asia Sade Hyman

Philadelphia

Pennsylvania

 

SECTION II

August 20, 2018 (LL-LFS)
YAMAHA MOTOR FINANCE CORPORATION, U.S.A.
6555 Katella Avenue, Cypress, Orange County, CA 90630

Application filed by Yamaha Motor Finance Corporation, U.S.A. to engage in doing business as a licensed lender was approved effective August 20, 2018.

August 30, 2018 (CC-LFS)
BRAND-Y INC. DBA HENRY’S CHECK CASHING
1143 Joseph Avenue, Rochester, NY14621

Effective July 27, 2018, the branch licensed to engage in business as a casher of checks at 1143 Joseph Avenue, Rochester, NY 14621 was surrendered.

August 30, 2018 (BK-CRB)
AMERICAN COMMUNITY BANK
300 Glen Street, Glen Cove, New York 11542

Authorization issued to open and occupy a branch office at 799 Hillside Avenue, New Hyde Park, Nassau County, New York 11040, on or after August 31, 2018.

September 4, 2018 (CC-LFS)
PAY-0-MATIC CHECK CASHING CORP.  
160 Oak Drive, Syosset, New York 11791

Effective August 1, 2018, license to engage in business as a casher of checks for the branches located at 1083 Manhattan Avenue, Brooklyn, NY 11222 and 224 Eighth Avenue, New York, NY  10011, were surrendered.

September 5, 2018 (MI-CRB)
CATHAY BANK
777 North Broadway Street, Los Angeles, CA 90012

Authorization granting permission to open and occupy branch office at 135-34 Roosevelt Avenue, Flushing, Borough of Queens, City of New York 11354, surrendered for cancellation.

Office discontinued as of August 24, 2018.

Mortgage Banker Name Changes:

August 31, 2018 (MB-MBD)
From:
PHH Mortgage Corporation D/B/As:
PHH Mortgage Services
Instamortgage.com
Mortgagesave.com
Coldwell Banker Mortgage
ERA Mortgage
Century21 Mortgage
Domain Distinctive Property Finance

To:
PHH Mortgage Corporation D/B/As:
PHH Mortgage Services
Instamortgage.com
Mortgagesave.com

Application approved pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for a control interest:

August 31, 2018 (BR-MBD)
Applicant(s)
Boris Sigalov
Gregory R Schmidt
To acquire interest in:
Fidelity First Mortgage Corporation
59 Lindenwood Road, Staten Island, NY 10308

Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN.  The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:

DATE APPLICATION WITHDRAWN

NMLS ID

NAME OF APPLICANT

CITY

STATE

August 24, 2018

66322

Joanne Lubin

Slingerlands

New York

August 24, 2018

142899

John Mark Sivori

Westlake

Ohio

August 24, 2018

207169

Philip Joseph Randazzo

Garden Grove

California

August 24, 2018

630241

Ryan Thomas Ellis

Marietta

Georgia

August 24, 2018

1006004

Melissa Jill Topping-Kovary

Stony Brook

New York

August 24, 2018

1246598

William Andrew Rauch

Huntington Beach

California

August 24, 2018

1276590

Neal Patrick Renzi

Rancho Santa Margarita

California

August 24, 2018

1411132

Mohammed Ibrahim Chami

Dearborn

Michigan

August 24, 2018

1442115

Genevieve Tejada

Pennsauken

New Jersey

August 24, 2018

1510203

Teresa Rose Fundaro

Royal Oak

Michigan

August 24, 2018

1575476

Alexis Marie Dillard

Ponte Vedra Beach

Florida

August 24, 2018

1589870

Diana Fonseca-Ruiz

Chandler

Arizona

August 24, 2018

1590194

Colette Ellen Morton

Southfield

Michigan

August 24, 2018

1650217

Martin James Giannola

Oxford

Michigan

August 24, 2018

1654049

John Loring Mackenzie

Fishers

Indiana

August 24, 2018

1656148

Jelissa Inese Cullers

Levittown

Pennsylvania

August 24, 2018

1662726

Khristopher Robert Golder

Phoenix

Arizona

August 24, 2018

1675065

William C. Griffin

Bloomfield Hills

Michigan

August 24, 2018

1687575

Joseph Anthony Fisher

Armada

Michigan

August 24, 2018

1687595

Adam Christopher Peck

Howell

Michigan

August 24, 2018

1707454

Mark Alec DeWitt

Nashville

Tennessee

August 24, 2018

1708106

Blerta Devole

Sterling Heights

Michigan

 

Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York State Banking Law.

DATE OF APPROVAL

NMLS ID

NAME OF APPLICANT

CITY

STATE

SPONSORING ENTITY

August 31, 2018

38109

Keyan Tramane Scott

Irvine

California

Nationstar Mortgage LLC

August 31, 2018

67612

Richard Jean

Centerport

New York

Russell Capital Group LLC

August 31, 2018

136843

Brian Christopher Frank

Bryn Mawr

Pennsylvania

New Penn Financial, LLC

August 31, 2018

276201

Eric Lee Palank

Apopka

Florida

Digital Risk Mortgage Services, LLC

August 31, 2018

396397

Salvador Ortiz

Buena Park

California

Nationstar Mortgage LLC

August 31, 2018

442382

Margaret M. Colocousis

Williamsville

New York

L.W. Integrity Funding, LLC

August 31, 2018

496201

David Henry

Irvington

New Jersey

Neighborhood Assistance Corporation of America

August 31, 2018

760277

Jaclyn Jada Suarez

The Colony

Texas

Nationstar Mortgage LLC

August 31, 2018

920614

Daniel F. McGrail-Granger

Costa Mesa

California

Nationstar Mortgage LLC

August 31, 2018

1005759

Ryan Michael Rizzo

Tustin

California

Nationstar Mortgage LLC

August 31, 2018

1107713

Hugo Hsi-Sheng Liu

Orange

California

Nationstar Mortgage LLC

August 31, 2018

1124161

Mark Christopher Macievic

Anaheim

California

Nationstar Mortgage LLC

August 31, 2018

1161593

Timothy Matthew Overshiner

Columbia

Missouri

Mortgage Research Center, LLC

August 31, 2018

1434185

Justin Kyle Suereth

Orlando

Florida

Digital Risk Mortgage Services, LLC

August 31, 2018

1459382

Myles Corbett

Pikesville

Maryland

New Penn Financial, LLC

August 31, 2018

1494780

Brittany Tranell Kerry Anderson

Baltimore

Maryland

New Penn Financial, LLC

August 31, 2018

1543223

Ryan Michael Martin

Columbia

Missouri

Mortgage Research Center, LLC

August 31, 2018

1628481

Robert Jacob Hamilton

Columbia

Missouri

Mortgage Research Center, LLC

August 31, 2018

1628750

Taylor Everett Post

Linthicum Heights

Maryland

New Penn Financial, LLC

August 31, 2018

1699012

Ingrid Yvonne Jaschok

Grand Prairie

Texas

Nationstar Mortgage LLC

August 31, 2018

1712105

Lindsey Ann O'Donnell

Cornelius

North Carolina

New Penn Financial, LLC

August 31, 2018

1735257

Gilvette Marie Ortiz Rodriguez

Sanford

Florida

Digital Risk Mortgage Services, LLC

August 31, 2018

1735268

John Randolph Sloan

Orlando

Florida

Digital Risk Mortgage Services, LLC

August 31, 2018

1736234

Janette Braccia

Commack

New York

Russell Capital Group LLC

August 31, 2018

1748852

Jacob Sean Heitz

Ione

California

American Advisors Group, Inc.

August 31, 2018

1753477

Eldon Kiley Davis

Laguna Niguel

California

American Advisors Group, Inc.

September 4, 2018

60782

Daniel Lewis Royal

Round Rock

Texas

Royal United Mortgage, LLC

September 4, 2018

64581

Ryan Andrew Sawyer

Clifton Park

New York

Guaranteed Rate, Inc.

September 4, 2018

94085

Carmen R. Cerron

Mamaroneck

New York

Residential Home Funding Corp.

September 4, 2018

883841

Holli Renae Casanzio

Williamson

New York

Guaranteed Rate, Inc.

September 4, 2018

1229867

Lisa Jeanette Lakin

Schererville

Indiana

Royal United Mortgage, LLC

September 4, 2018

1503548

Lance C. Kirshner

Selden

New York

Reliance First Capital, LLC

September 4, 2018

1507395

Mendel Rubashkin

Brooklyn

New York

Canyon Mortgage Corp.

September 4, 2018

1543634

Gedalya Silberberg

Monsey

New York

Canyon Mortgage Corp.

September 4, 2018

1709178

Andrew John Nossaman

Garden City

Michigan

One Reverse Mortgage, LLC

September 4, 2018

1720872

Jacob A. Singer

Harrison

New Jersey

Jersey Mortgage Company of New Jersey, Inc.

September 4, 2018

1739967

Michael James Newton

Holbrook

New York

Reliance First Capital, LLC

September 4, 2018

1739973

Rachel Catherine Smith

Middle Island

New York

Reliance First Capital, LLC

September 4, 2018

1741245

Adam Michael Bronko

Staten Island

New York

Residential Home Funding Corp.

September 4, 2018

1743592

Marlene Song McGuire

Fishkill

New York

Residential Home Funding Corp.

September 4, 2018

1751985

Hyungsub Kim

Novi

Michigan

One Reverse Mortgage, LLC

September 4, 2018

1753835

Rashida Mendes

New York

New York

Guaranteed Rate, Inc.

 

Department of Financial Services

CONNECT WITH US

DFS Facebook page

Follow NYDFS on Twitter

REGISTER TO VOTE

Sign up online or download and mail in your application.