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​​​​​​Transparency

At the start of her new administration, Governor Hochul pledged a new era of greater transparency and accountability. The administration directed heads of New York State agencies, authorities and boards, including this department, to assess and evaluate existing policies and practices and create a plan detailing new efforts to increase transparency and accessibility in our work and operations. The report submitted by DFS can be found on the Hochul Administration's Transparency Plans page.


Cybersecurity Reports

ReportPublication Date
Solarwinds Report 2021April 2021
Twitter Investigation ReportOctober 2020
Update on Cybersecurity in the Banking Sector: Third Party Service ProvidersApril 2015
Report on Cybersecurity in the Insurance SectorFebruary 2015
Report on Cybersecurity in the Banking SectorMay 2014

New York State Paid Family Leave Report

The data in the Paid Family Leave (PFL) Report is collected by PFL insurance carriers from the Request for Paid Family Leave (Form PFL-1), which is completed by an employee requesting leave.


Health Care Claims Reports

Insurance Law section 345 requires health insurers and HMOs to submit quarterly and annual reports to the Superintendent on health care claims payment performance for comprehensive health insurance coverage. The reports provide information on claims received, claims paid, and claims denied and their dollar values, by major category of health care provider.


Mental Health and Substance Use Disorder Parity Reports

Insurance Law § 343 requires insurers to submit a biennial Mental Health and Substance Use Disorder Parity Report to the Department of Financial Services to help measure compliance with federal and state parity laws for mental health and substance use disorder treatment.


Other Reports

ReportPublication Date
2024 Annual Minority Mortgage Lending ReportNovember 7, 2024
Report on Insurance Law in Relation to Private Passenger Automobile Insurance PoliciesJune 30, 2024
2023 Annual Minority Mortgage Lending ReportJanuary 26, 2024
2023 Telehealth Report (NYSDOH and NYSDFS)December 26, 2023
New York State Private Student Loan Refinancing Task Force ReportOctober 20, 2023
Consumer Fee Practices in New YorkJuly 14, 2023
Report of Loans to Landlords of Buildings with Rent-Regulated and Small Business Tenants of July 2023July 12, 2023
Access to Financial Services in New YorkMay 5, 2023
Internal Review of the Supervision and Closure of Signature BankApril 28, 2023
A Study on the Impact of the COVID-19 Pandemic on Business in New YorkDecember 30, 2022
Report on Health Insurance Coverage for ChildbirthDecember 20, 2022
Report on Inquiry into Redlining in Syracuse, Rochester, and Long Island, New YorkDecember 6, 2022
Affordable Housing and InsuranceNovember 22, 2022
Report on the Payroll Service Provider Industry in New YorkSeptember 8, 2022
2021 Update on New York Domestic Insurers' Management of the Financial Risks from Climate Change - An Analysis of NAIC Climate Risk Disclosure Survey Reponses and Other ReportingJuly 21, 2022
Report on Insurance Law in Relation to Private Passenger Automobile Insurance PoliciesJune 30, 2022
New York State Paid Family Leave Report 2018 - 2021June 15, 2022
Initial Report on Paid Family Leave COVID-19 Risk Adjustment PoolJanuary 13, 2022
Report of the Administrative Simplification WorkgroupOctober 3, 2021
New York Domestic Insurers’ Management of the Financial Risks from Climate Change - An Analysis of NAIC Climate Risk Disclosure Survey Responses and Other ReportingJuly 28, 2021
An Analysis of New York Domestic Insurers’ Exposure to Transition Risks and Opportunities from Climate ChangeJune 10, 2021
Report on Apple Card InvestigationMarch 22, 2021
Report on Investigation of Facebook Inc. Data Privacy ConcernsFebruary 18, 2021
Report on Inquiry into Redlining in Buffalo, New YorkFebruary 4, 2021
Report on Safe Patient Handling ActNovember 30, 2020
NYDFS Report on Investigation of Free Tax Preparation and Filing ServicesJuly 14, 2020
DFS COVID-19 ReportJune 11, 2020
Report on Insurance Law in Relation to Private Passenger Automobile Insurance PoliciesJune 30, 2020
Report on In-Vitro Fertilization and Fertilization Preservation CoverageFebruary 27, 2019
Report on Safe Patient Handling ActNovember 30, 2018
Online Lending ReportJuly 11, 2018
Report on New York State Small Group Stop Loss StudyMarch 1, 2018
Report on Insurance Law to Governor Cuomo and the New York State Legislature in Relation to Broad Form and Replacement Cost Policies Issued by the NYPIUA Appendix A - Board Form Policies Written | Appendix B - Basic Form Policies WrittenDecember 21, 2017
Report on Insurance Law in Relation to Private Passenger Automobile Insurance PoliciesMarch 15, 2017
Health Plan Non-Compliance On Contraceptive Coverage In New YorkFebruary 21, 2017
Report on Investigation of Promontory Financial Group, LLCAugust 2, 2015
Report on New York's Foreclosure ProcessMay 18, 2015

Medical Indemnity Fund Reports

ReportPublication Date
Report on New York State Medical Indemnity Fund – 3rd Quarter 2019 Actuarial AnalysisDecember 2019
Report on New York State Medical Indemnity Fund - 2nd Quarter 2019 Actuarial AnalysisAugust 2019
Report on New York State Medical Indemnity Fund – 1st Quarter 2019 Actuarial AnalysisAugust 2019
Report on New York State Medical Indemnity Fund – 4th Quarter 2018 Actuarial AnalysisMarch 2019
Report on New York State Medical Indemnity Fund – 3rd Quarter 2018 Actuarial AnalysisJanuary 2019
Report on New York State Medical Indemnity Fund – 2nd Quarter 2018 Actuarial AnalysisAugust 2018
Report on New York State Medical Indemnity Fund – 1st Quarter 2018 Actuarial AnalysisMay 2018
Report on New York State Medical Indemnity Fund – 4th Quarter 2017 Actuarial AnalysisMarch 2018
Report on New York State Medical Indemnity Fund – 3rd Quarter 2017 Actuarial AnalysisFebruary 2018
Report on New York State Medical Indemnity Fund - 2nd Quarter 2017 Actuarial AnalysisJuly 2017
Report on New York State Medical Indemnity Fund - 1st Quarter 2017 Actuarial AnalysisJune 2017
Report on the New York State Medical Indemnity FundJune 2017