Weekly Banking Bulletin
June 4, 2021
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks, Licensed Financial Services and Consumer Examination Unit are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].
SECTION II
This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes
| BK | Bank | BR | Mortgage Broker | |
| BP | Budget Planner | MS | Mortgage Servicer | |
| CC | Check Cashier | PF | Premium Finance Agency | |
| CU | Credit Union | PB | Private Banker | |
| FA | Foreign Agency | SD | Safe Deposit Company | |
| FB | Foreign Branch | SF | Sale Finance Agency | |
| FR | Foreign Representative Office | SL | Savings and Loan Association | |
| HC | Holding Company | SB | Savings Bank | |
| IC | Investment Company | SL | Student Loans | |
| LL | Licensed Lender | TM | Transmitter of Money | |
| MK | Merchant Bank | TR | Trust Company | |
| MI | Miscellaneous | VC | Virtual Currency | |
| MB | Mortgage Banker |
Regulatory Unit Codes
| CM | Capital Markets |
| CRB | Community and Regional Banks |
| CEU | Consumer Examination Unit |
| FWB | Foreign and Wholesale Banks |
| LFS | Licensed Financial Services |
| MBD | Mortgage Banking |
SECTION I
May 28, 2021 (BK-CRB)
METROPOLITAN COMMERCIAL BANK
99 Park Avenue, 12th Floor, New York, NY 10016
Application dated May 28, 2021, for permission to change the location of branch office from 1359 Broadway, Borough of Manhattan, City of New York 10018 to 1431 Broadway, Borough of Manhattan, City of New York 10018, received.
May 28, 2021 (CU-CRB)
HUDSON VALLEY CREDIT UNION
137 Boardman Road, Poughkeepsie, NY 12603
Application dated May 27, 2021, for permission to open and maintain a station at 500 Main Street, New Paltz, Ulster County, NY 12561, received.
May 28, 2021 (CU-CRB)
HUDSON VALLEY CREDIT UNION
137 Boardman Road, Poughkeepsie, NY 10547
Application dated May 27, 2021, for permission to open and maintain a station at 3144 East Main Street, Mohegan Lake, Town of Cortlandt, Westchester County, NY 10547, received.
June 2, 2021 (FB-FWB)
BANK OF MONTREAL
100 King Street West, Toronto, Ontario, Canada M5X1A1
Application dated May 28, 2021, for permission to change the location of branch from 3 Times Square, Borough of Manhattan, City of New York 10036 to 151 West 42nd Street, Borough of Manhattan, City of New York 10036, received.
Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
| Date of Application | NMLS # | Applicant Name | City | State |
|---|---|---|---|---|
| December 15, 2020 | 2020715 | Shane Alexander Higgins | Branford | Connecticut |
| December 23, 2020 | 2044812 | Xiao Yang Kuang | Brooklyn | New York |
| January 4, 2021 | 1780829 | Robert Glasser | Bayonne | New Jersey |
| January 26, 2021 | 97836 | Donald Alan Jacobus | Twinsburg | Ohio |
| March 4, 2021 | 1089262 | Litza Casinover | Muttontown | New York |
| March 25, 2021 | 2009512 | Tran Ngoc Le | Lake Forest | California |
| April 14, 2021 | 272853 | Zengmin Jia | Lawrenceville | New Jersey |
| April 14, 2021 | 1861517 | Basilio Reyes | Hempstead | New York |
| April 21, 2021 | 1621618 | Patrick Thomas Jacobs | Cleveland Heights | Ohio |
| April 21, 2021 | 1655408 | Joey J. Cruz | Freeport | New York |
| April 21, 2021 | 2026260 | Konner Koziol Ruggles | Silver Spring | Maryland |
| April 22, 2021 | 1746990 | Brent Michael Becker | Cleveland | Ohio |
| April 22, 2021 | 1835397 | Jeffrey Clinton Ciprich | North Olmsted | Ohio |
| April 22, 2021 | 1865345 | Seth Michael Keiper | South Euclid | Ohio |
| April 26, 2021 | 2116549 | Tin Trong Tran | Garden Grove | California |
| April 28, 2021 | 71055 | Marc Adam Nathan | New York | New York |
| April 29, 2021 | 2117361 | Jason A. Napolitano | Commack | New York |
| April 30, 2021 | 2138478 | John Jianzhong Zhu | Fresh Meadows | New York |
| May 7, 2021 | 1781044 | Stephen Casil | Floral Park | New York |
| May 9, 2021 | 2052515 | Gunvinder Singh | East Meadow | New York |
| May 10, 2021 | 1867910 | Albert George Metz | Hanover | Pennsylvania |
| May 11, 2021 | 2022474 | Ahmad Muhammad Woods | Queens | New York |
| May 12, 2021 | 234629 | Robert Thomas Childers | North Plainfield | New Jersey |
| May 12, 2021 | 386876 | Tony Liu | New York | New York |
| May 12, 2021 | 1943474 | Michael Christopher Verlizzo | Enfield | Connecticut |
| May 12, 2021 | 1972092 | Andrew David Poelman | Berea | Ohio |
| May 13, 2021 | 1976599 | Joseph Alexander Carpino | Jamaica | New York |
| May 13, 2021 | 2103433 | Kadeem A. Reid | New York | New York |
| May 14, 2021 | 1971569 | Hope Marie Tolitsky | Dryden | Michigan |
| May 14, 2021 | 2091647 | Melissa Ann Riley | Columbia | Missouri |
| May 14, 2021 | 2102804 | Sandra Marie Viney | Jenkintown | Pennsylvania |
| May 17, 2021 | 2008780 | Haley Cassidy Walker | Darien | Connecticut |
| May 18, 2021 | 2008518 | Krystoffer Matthew Alinea | Palisades Park | New Jersey |
| May 20, 2021 | 808025 | Gary Ho | Brandon | Florida |
| May 21, 2021 | 1003389 | Michael Joseph Farrell | Parma | Ohio |
| May 21, 2021 | 1813535 | Simon Samuel Konen | Phoenix | Arizona |
| May 21, 2021 | 1824208 | Richard William Curley | Litchfeild Park | Arizona |
| May 21, 2021 | 1824254 | Zachary Ryan Martin | Phoenix | Arizona |
| May 21, 2021 | 1835414 | Shelby Anna Shuck | Scottsdale | Arizona |
| May 21, 2021 | 1855409 | Sergio Arturo Huerta | Goodyear | Arizona |
| May 21, 2021 | 1957934 | Michael Paul Pecora | Scottsdale | Arizona |
| May 21, 2021 | 2122775 | William James Kennedy | Jefferson City | Missouri |
| May 24, 2021 | 2020028 | Katrina Elizabeth Klein | Astoria | New York |
| May 25, 2021 | 2030238 | Joshua John Nielson | Ballston Spa | New York |
| May 25, 2021 | 2081064 | Joseph Vitiello | Nyack | New York |
| May 25, 2021 | 2136819 | Jayme Samantha Gardner | Columbia | Missouri |
| May 26, 2021 | 460186 | Craig Otero | Stony Brook | New York |
| May 26, 2021 | 1656859 | Zachary James Taylor | Chicago | Illinois |
| May 26, 2021 | 1931948 | Harpreet Singh | Hicksville | New York |
| May 26, 2021 | 2127246 | Jeffrey Thomas Guida | North Babylon | New York |
| May 26, 2021 | 2133749 | Allen Michael Readling | Knoxville | Tennessee |
| May 26, 2021 | 2140811 | Kayla Lydia Compton | Columbia | Missouri |
| May 26, 2021 | 2144774 | Alaina Grace Leyden | Columbia | Missouri |
| May 27, 2021 | 975756 | Gloria Angelica Martinez | Plainfield | Illinois |
| May 27, 2021 | 1703791 | Antoinette Akers | Bolingbrook | Illinois |
SECTION II
May 28, 2021 (BK-CRB)
HANOVER COMMUNITY BANK
2131 Jericho Turnpike, Garden City Park, NY 11040
As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office at 172½ Canal Street, Borough of Manhattan, City of New York 10013, will not result in a significant reduction of financial services in the community to be affected.
June 1, 2021 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Authorization granting permission to open and occupy a branch office for the limited purpose of conducting trust activities at 18 West 140 Butterfield Road, One Lincoln Center, Oakbrook Terrace, DuPage County, IL 60181, surrendered for cancellation.
Office discontinued as of May 31, 2021.
License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York Banking Law:
June 2, 2021 (MB-MBD)
Full Service Branch
Great Home Mortgage of New York In Lieu of True Name NP, INC.
7700 Congress Avenue, Suite 3210, Boca Raton, FL 33487
June 2, 2021 (MB-MBD)
Full Service Branch
Quicken Loans, LLC
749 Troy Schenectady Rd, Latham, NY 12110
June 2, 2021 (MB-MBD)
Full Service Branch
Premium Mortgage Corp.
421 N Aurora Street, Office #2, Ithaca, NY 14850
June 2, 2021 (MB-MBD)
Full Service Branch
Cardinal Financial Company, LP D/B/A Sebonic Financial
777 Post Oak Blvd, Ofc 1700EE, Houston, TX 77056
June 2, 2021 (MB-MBD)
Full Service Branch
United Mortgage Corp. D/B/As:
NY Finest Funding
United Faith Mortgage
310 RXR Plaza, Uniondale, NY 11556
June 2, 2021 (MB-MBD)
Full Service Branch
CrossCountry Mortgage, LLC
65 Challenger Road, FL 2, Suite 210, Ridgefield Park, NJ 07660
June 2, 2021 (MB-MBD)
Full Service Branch
Cardinal Financial Company, LP D/B/A Sebonic Financial
4005 Victory Blvd, Staten Island, NY 10314
Mortgage Broker Certificate Address Changes:
June 2, 2021 (BR-MBD)
Allnet Group, Inc.
From: 100 Crossways Park Drive West, Suite 402, Woodbury, NY 11797
To: 21D Jerusalem Avenue, Hicksville, NY 11801
Mortgage Banker Branch License Address Changes:
June 2, 2021 (MB-MBD)
Associated Mortgage Bankers, Inc.
From: 2900 Westchester Avenue, Suite 104, Purchase, NY 10577
To: 3770 East Tremont Avenue, Bronx, NY 10465
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
| Date Application Withdrawn | NMLS # | Applicant Name | City | State |
|---|---|---|---|---|
| May 26, 2021 | 1084652 | Steven Jonathan Kleinmann | Delray Beach | Florida |
| May 26, 2021 | 1931948 | Harpreet Singh | Hicksville | New York |
| May 26, 2021 | 1941950 | Ibrahim Nure Potres | Miami | Florida |
| May 26, 2021 | 2067082 | Matthew Thomas Sewell | Blaine | Tennessee |
| May 27, 2021 | 1139025 | Bonnie Jo Leroux | Commerce City | Colorado |
| May 27, 2021 | 1396451 | Sabir Malik Manteen | Mitchellville | Maryland |