Weekly Banking Bulletin
August 13, 2021
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks, Licensed Financial Services and Consumer Examination Unit are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].
SECTION II
This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes
| BK | Bank | BR | Mortgage Broker | |
| BP | Budget Planner | MS | Mortgage Servicer | |
| CC | Check Cashier | PF | Premium Finance Agency | |
| CU | Credit Union | PB | Private Banker | |
| FA | Foreign Agency | SD | Safe Deposit Company | |
| FB | Foreign Branch | SF | Sale Finance Agency | |
| FR | Foreign Representative Office | SL | Savings and Loan Association | |
| HC | Holding Company | SB | Savings Bank | |
| IC | Investment Company | SL | Student Loans | |
| LL | Licensed Lender | TM | Transmitter of Money | |
| MK | Merchant Bank | TR | Trust Company | |
| MI | Miscellaneous | VC | Virtual Currency | |
| MB | Mortgage Banker |
Regulatory Unit Codes
| CM | Capital Markets |
| CRB | Community and Regional Banks |
| CEU | Consumer Examination Unit |
| FWB | Foreign and Wholesale Banks |
| LFS | Licensed Financial Services |
| MBD | Mortgage Banking |
SECTION I
July 29, 2021 (SB-CRB)
NEW YORK COMMUNITY BANK
102 Duffy Avenue, Hicksville, NY 11801
Application for the Superintendent’s approval of the “Certificate of Amendment of the Restated Organization Certificate of New York Community Bank under Section 8005 of the Banking Law”, for authority to exercise trust powers, received.
The amendment is being submitted in connection with the proposed merger of Flagstar Bank, FSB with and into New York Community Bank, under the name New York Community Bank.
August 5, 2021 (TR-CM)
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
6201 15th Avenue, Brooklyn, NY 11219
SIRIS CAPITAL GROUP, LLC (MI-CM)
Delaware, USA
SIRIS PARTNERS IV (CAYMAN) GP, LTD
Cayman Islands
SIRIS PARTNERS IV (CAYMAN) GP, L.P.
Cayman Islands
SIRIS PARTNERS IV (CAYMAN) MAIN, L.P.
Cayman Islands
SIRIS PARTNERS IV (CAYMAN) PARALLEL, L.P.
Cayman Islands
ORBIT PRIVATE INVESTMENTS, L.P.
Cayman Islands
ORBIT PRIVATE HOLDINGS I LTD
England and Wales
ORBIT PRIVATE HOLDINGS II LTD
England and Wales
ASTEROID PRIVATE MERGER SUB, INC.
Delaware, USA
FRANK BAKER, MANAGING PARTNER of SIRIS Capital Group
New York, New York
PETER BERGER, MANAGING PARTNER of SIRIS Capital Group
New York, New York
JEFFREY HENDREN, MANAGING PARTNER of SIRIS Capital Group
New York, New York
Application, pursuant to Section 143-b of the Banking Law, for SIRIS CAPITAL GROUP, LLC., SIRIS PARTNERS IV (CAYMAN) GP, LTD., SIRIS PARTNERS IV (CAYMAN) GP, L.P., SIRIS PARTNERS IV (CAYMAN) MAIN, L.P., SIRIS PARTNERS IV (CAYMAN) PARALLEL, L.P., ORBIT PRIVATE INVESTMENTS, L.P., ORBIT PRIVATE HOLDINGS I LTD., ORBIT PRIVATE HOLDINGS II LTD, ASTERIOD PRIVATE MERGER SUB, INC., FRANK BAKER, MANAGING PARTNER of SIRIS, PETER BERGER, MANAGING PARTNER of SIRIS, and JEFFREY HENDREN, MANAGING PARTNER of SIRIS to collectively acquire indirect control of AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Brooklyn, New York, received.
The comment period on this application will expire on September 13, 2021.
August 11, 2021 (CU-CRB)
SUNMARK CREDIT UNION
1187 Troy Schenectady Road, Latham, NY 12110
Application dated July 16, 2021, for permission to open and maintain a station at the corner of Route 50 and Perry Road, Wilton, Saratoga County, NY 12831, received.
August 13, 2021 (SL-CEU)
LINCOLN TECHNICAL INSTITUTE INC.
14 Sylvan Way, Suite A, Parsippany, NJ 07054
Application for a license to engage in business as a student loan servicer, received.
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
Application to establish a Mortgage Banker's Branch received for examination:
August 5, 2021 (MB-MBD)
Full Service Branch
Freedom Mortgage Corporation
301 Harper Drive, Moorestown, NJ 08057
August 9, 2021 (MB-MBD)
Full Service Branch
Interstate Home Loan Center, Inc.
469 State Route 17K, Suite 1E, Rock Tavern, NY 12575
August 10, 2021 (MB-MBD)
Full Service Branch
Cardinal Financial Company, Limited Partnership D/B/A Sebonic Financial
50 Division St, Ste 501 Ofc 27, Somerville, NJ 08876
August 10, 2021 (MB-MBD)
Full Service Branch
Quicken Loans, LLC
713 Walt Whitman Road, Melville, NY 11747
Application received pursuant to Section 594-b of the New York Banking Law and Part 418 of the Superintendent's Regulations for a control interest:
August 10, 2021 (MS-MBD)
Applicant(s)
First American Financial Corporation
First American ServiceMac Holdings, LLC
Kevin Richard Wall
Matthew Feivish Wajner
To acquire interest in:
ServiceMac, LLC
9726 Old Bailes Road, Suite 200, Fort Mill, SC 29707
Article 12-E Applications received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
| Date of Application | NMLS # | Applicant Name | City | State |
|---|---|---|---|---|
|
March 10, 2021 |
66193 |
Benjamin Gorali |
Norwood |
New Jersey |
|
March 19, 2021 |
1913850 |
Ronmer L. Brioso |
Passaic |
New Jersey |
|
April 30, 2021 |
276129 |
Seann Anders Henry |
Delmar |
New York |
|
June 2, 2021 |
1455449 |
Shaoping Bao |
Bayside |
New York |
|
June 16, 2021 |
2108083 |
Zachary Berg |
New York |
New York |
|
June 18, 2021 |
1964062 |
Grace Lee Peak |
West Harrison |
New York |
|
June 28, 2021 |
348023 |
Arol Edector Paz |
Pickerington |
Ohio |
|
June 28, 2021 |
2099664 |
Katelynn Lee Kipp |
Leeds |
New York |
|
June 28, 2021 |
2124365 |
Christopher Aracena |
Bradenton |
Florida |
|
July 12, 2021 |
1662970 |
Azuka C. Ekwueme |
Brooklyn |
New York |
|
July 13, 2021 |
1941820 |
Quentin Carter Burgess |
Cleveland |
Ohio |
|
July 13, 2021 |
2073886 |
Joel Rochlitz |
Brooklyn |
New York |
|
July 14, 2021 |
1689006 |
Rabih Marwan Wehbe |
Dearborn |
Michigan |
|
July 14, 2021 |
2125492 |
Matthew David Wright |
Lake Orion |
Michigan |
|
July 15, 2021 |
1822362 |
Youssef Abdelmalik Youssef |
Braintree |
Massachusetts |
|
July 15, 2021 |
1936407 |
Tyler Adam Zuppa |
West Orange |
New Jersey |
|
July 15, 2021 |
2091342 |
Natalia Vanesa Onendia |
Pine Hill |
New Jersey |
|
July 15, 2021 |
2168989 |
Blake H. Bohlen |
New York |
New York |
|
July 18, 2021 |
1901456 |
Florence Ann Lucas |
Akron |
Ohio |
|
July 19, 2021 |
2157994 |
Oren Shimon Bar-noy |
Brooklyn |
New York |
|
July 20, 2021 |
1996755 |
Ryan Andrew McBride |
Rego Park |
New York |
|
July 21, 2021 |
2143056 |
Sandra Elizabeth Marroquin Mendoza |
Selden |
New York |
|
July 21, 2021 |
2177720 |
Curtis James Campbell |
Columbia |
Missouri |
|
July 26, 2021 |
1175518 |
Dana Renee Gianfrancesco |
Hopatcong |
New Jersey |
|
July 26, 2021 |
2146276 |
Kevin James Doran |
Massapequa Park |
New York |
|
July 28, 2021 |
64164 |
Brian Thomas Canaris |
Somerset |
New Jersey |
|
July 28, 2021 |
1294357 |
Bobby Phat Tran |
Garden Grove |
California |
|
July 28, 2021 |
1694808 |
Molly Anne Richardson |
Columbia |
Missouri |
|
July 29, 2021 |
35700 |
Kathleen Nagle |
Hamburg |
New York |
|
July 29, 2021 |
85001 |
Michele Jordan Skipper |
Wake Forest |
North Carolina |
|
July 29, 2021 |
2121788 |
Joe Cosmo Cogen |
Long Island City |
New York |
|
July 29, 2021 |
2148489 |
Siju Sebastian |
Plainview |
New York |
|
July 29, 2021 |
2155302 |
James Joseph Alt |
Port Jefferson Station |
New York |
|
July 30, 2021 |
5736 |
Danielle Lynn Batten |
Mount Laurel |
New Jersey |
|
July 30, 2021 |
858562 |
John Louis Hunt |
Indianapolis |
Indiana |
|
August 2, 2021 |
454445 |
Jon Robert McLaughlin |
Sunbury |
Ohio |
|
August 2, 2021 |
828980 |
Robert J. Wesolowski |
Tampa |
Florida |
|
August 2, 2021 |
1920643 |
Ionas Con |
Brooklyn |
New York |
|
August 3, 2021 |
1605991 |
Margaret Cuthbertson Graham |
Jefferson City |
Missouri |
|
August 4, 2021 |
1993743 |
Zelig Tabak |
Monroe |
New York |
|
August 5, 2021 |
373457 |
Caleb John Mittelstet |
Southlake |
Texas |
SECTION II
August 3, 2021 (LL-LFS)
GRAMEEN AMERICA, INC.
82-11 37th Avenue Suite 607, Jackson Heights, New York 11372
Notification for a change of main address from 150 West 30th Street - 8th Floor, New York, New York 10001 to 82-11 37th Avenue Suite 607, Jackson Heights, New York 11372 was approved.
In connection with the above notification, the original license was surrendered.
August 4, 2021 (SF-LFS)
DIAMOND FINANCE COMPANY, INC.
2200 Marcus Avenue, New Hyde Park, NY 11042
License to engage in business as a sales finance company was surrendered.
August 5, 2021 (SB-CRB)
RIDGEWOOD SAVINGS BANK
71-02 Forest Avenue, Ridgewood, NY 11385
As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch office at 3445 Jerome Avenue, Borough of Bronx, City of New York 10467, will not result in a significant reduction of financial services in the community to be affected.
August 6, 2021 (TR-CRB)
DIME COMMUNITY BANK
2200 Montauk Highway, Bridgehampton, NY 11932
As provided in Section 28-c of the Banking Law, the Superintendent of Financial Services has found that the proposed closing of branch offices at the following five locations will not result in a significant reduction of financial services in the communities to be affected:
(1) 149 Kent Avenue, Borough of Brooklyn, City of New York 11249;
(2) 214 Bedford Avenue, Borough of Brooklyn, City of New York 11249;
(3) 6324 NY-25A, Wading River, Suffolk County, New York 11792;
(4) 150 Hampton Road, Southampton, Suffolk County, New York 11968; and
(5) 1600 Avenue M, Borough of Brooklyn, City of New York 11230.
August 6, 2021 (TR-CRB)
FLUSHING BANK
260 East RXR Plaza, Uniondale, NY 11556
Authorization granting permission to open and occupy a branch office at 170 Old Country Road, Mineola, Nassau County, New York 11501, surrendered for cancellation.
Office discontinued as of July 30, 2021.
August 6, 2021 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Applicant notified in writing that no objection will be interposed to the establishment of two electronic facilities (automated teller machines) at Rutter's Farm Store #92, 15475 Kutztown Road, Kutztown, Berks County, PA 19530.
August 10, 2021 (MI-CRB)
TRISTATE CAPITAL BANK
One Oxford Centre, Pittsburgh, PA 15219
Notification received, in accordance with Supervisory Policy G 8, of the relocation of a representative office from 623 Fifth Avenue, Suite 2302, Borough of Manhattan, City of New York 10022 to 650 Madison Avenue, Suite 2100, Borough of Manhattan, City of New York 10022, effective on or about September 1, 2021.
August 11, 2021 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Approval given to change the location of branch office from 447 William Street, Buffalo, Erie County, New York 14204 to 585 William Street, Buffalo, Erie County, New York 14206, on or after August 12, 2021.
License issued to engage in the business of a Mortgage Banker under Article 12-D of the New York Banking Law:
August 11, 2021 (MB-MBD)
RoundPoint Mortgage Servicing Corporation
446 Wrenplace Road, Fort Mill, SC 29715
Mortgage Banker Branch License Address Changes:
August 11, 2021 (MB-MBD)
Advisors Mortgage Group, L.L.C. D/B/A Fix-It Renovation Lending
From: 35-16 Bell Boulevard, 1st Floor Store, Bayside, NY 11361
To: 60 Cutter Mill Road, Suite 100G, Great Neck, NY 11021
August 11, 2021 (MB-MBD)
CrossCountry Mortgage, LLC
From: 1055 Broadway, Woodmere, NY 11598
To: 1059 Broadway, Woodmere, NY 11598
August 11, 2021 (MB-MBD)
United Mortgage Corp. D/B/As:
NY Finest Funding
United Faith Mortgage
From: 1201 U.S. Highway One, Ste. 330, North Palm Beach, FL 33408
To: 7000 SE Federal Hwy, Suite 210, Stuart, FL 34997
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
| Date Application Withdrawn | NMLS # | Applicant Name | City | State |
|---|---|---|---|---|
|
August 9, 2021 |
320166 |
Benjamin Alexander-Owens Anderson |
Montecito |
California |
|
August 9, 2021 |
1577792 |
Gaston Cedric Tonleu Nguimatsa |
Fort Worth |
Texas |
|
August 9, 2021 |
1732564 |
Scott William Mounsey |
Babylon |
New York |
|
August 9, 2021 |
1835397 |
Jeffrey Clinton Ciprich |
North Olmsted |
Ohio |
|
August 9, 2021 |
1851025 |
Jack Nicholas Lucchesi |
Garden City |
New York |
|
August 9, 2021 |
1976815 |
Gabrielle Alexis Brehne |
Verona |
New Jersey |