Weekly Banking Bulletin

December 17, 2021

SECTION I

This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services.   Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice.  THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT.  Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item.  More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].

SECTION II

This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services.  Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.

GENERAL INFORMATION

Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution.  The following is a list of the codes and their meanings:

Institution Codes

Regulatory Unit Codes

SECTION I

March 19, 2021 (SF-LFS)
NISSAN MOTOR ACCEPTANCE CORPORATION U/A/N INFINITI FINANCIAL SERVICES 
One Nissan Way, Franklin, Tennessee 37067

Notification received for the change of legal status from Nissan Motor Acceptance Corporation U/A/N Infiniti Financial Services to Nissan Motor Acceptance Company LLC U/A/N Infiniti Financial Services.

The publication of receipt of this notification does not indicate that the notification is deemed complete. A notification is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.

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December 17, 2021 (TM-LFS)
WESTERN UNION BUSINESS SOLUTIONS (USA), LLC
7001 E Belleview Ave., Denver, CO 80237

Application received for a change of control whereby Convera Bidco Limited will acquire the Business Solutions segment of The Western Union Company which includes the Licensee.

The publication of receipt of this application does not indicate that the application is deemed complete.  An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.

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Application to engage in the business of a Mortgage Broker under Article 12-D of the New York Banking Law received for examination:

December 15, 2021 (BR-MBD)
Applicant(s)
Michael Perricone
Patricia Susan Beale
As: Branford Financial LLC
18 Pardee Place Ext, East Haven, CT 06512

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Application to establish a Mortgage Banker's Branch received for examination:

December 14, 2021 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
1268 Wantagh Avenue, Wantagh, NY 11793

December 14, 2021 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
24102 Hillside Avenue, Bellerose, NY 11426

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Article 12-E Applications received.  Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing.  They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.

SECTION II

December 7, 2021 (TR-CM) 
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC 
6201 15th Avenue, Brooklyn, NY  11219

SIRIS CAPITAL GROUP, LLC (MI-CM)
Delaware, USA

SIRIS PARTNERS IV (CAYMAN) GP, LTD
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) GP, L.P.
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) MAIN, L.P.
Cayman Islands

SIRIS PARTNERS IV (CAYMAN) PARALLEL, L.P.
Cayman Islands

ORBIT PRIVATE INVESTMENTS, L.P.
Cayman Islands

ORBIT PRIVATE HOLDINGS I LTD
England and Wales

ORBIT PRIVATE  HOLDINGS II LTD
England and Wales

ASTEROID PRIVATE MERGER SUB, INC.               
Delaware, USA

FRANK BAKER, MANAGING PARTNER of SIRIS Capital Group
New York, New York

PETER BERGER, MANAGING PARTNER of SIRIS Capital Group
New York, New York

JEFFREY HENDREN, MANAGING PARTNER of SIRIS Capital Group
New York, New York

Application, pursuant to Section 143-b of the Banking Law, for SIRIS CAPITAL GROUP, LLC., SIRIS PARTNERS IV (CAYMAN) GP, LTD., SIRIS PARTNERS IV (CAYMAN) GP, L.P., SIRIS PARTNERS IV (CAYMAN) MAIN, L.P., SIRIS PARTNERS IV (CAYMAN) PARALLEL, L.P., ORBIT PRIVATE INVESTMENTS, L.P., ORBIT PRIVATE HOLDINGS I LTD., ORBIT PRIVATE HOLDINGS II LTD, ASTERIOD PRIVATE MERGER SUB, INC., FRANK BAKER, MANAGING PARTNER of SIRIS, PETER BERGER, MANAGING PARTNER of SIRIS, and JEFFREY HENDREN, MANAGING PARTNER of SIRIS to collectively acquire indirect control of AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Brooklyn, New York, approved December 7, 2021.

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December 10, 2021 (CU-CRB)
CFCU Community credit union
1030 Craft Road, Ithaca, NY 14850

Approval given to open and maintain a station at 15 Neubig Road, Cortland, Cortland County, NY  13045, on or after December 13, 2021.

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December 13, 2021 (MI-CRB)
CNB BANK
One South Second Street, Clearfield, PA 16830

Authorization issued to open and occupy a branch office at 4781 Transit Road, Depew, Erie County, New York 14043, on or after December 14, 2021.

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December 14, 2021 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203

Approval given to change the location of branch office from 57 West Main Street, Ramsey, Bergen County, NJ 07446 to 185 Arch Street, Ramsey, Bergen County, NJ 07446, on or after December15, 2021.

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December 17, 2021 (MT-LFS)
NIC SERVICES, LLC
25501 West Valley Parkway, Suite 300, Olathe, Kansas  66061

Application to engage in the business of a transmitter of money pursuant to Article XIII-B of the Banking Law was approved effective on December 9, 2021.

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December 17, 2021 (CC–LFS)
DAVID’S MONEY CENTERS OF THE BRONX, LLC
3015 Third Avenue, Bronx, New York 10455

Application was approved for a change of control whereby Lawrence Plasil will acquire 80% ownership interest of the licensee.

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Certificate issued to engage in the business as a Mortgage Broker Branch under Article 12-D of the New York State Banking Law:

December 14, 2021 (BR-MBD)
Full Service Branch
Capital Plus Residential
491 State Route 208, Suite 023, Monroe, NY 10950

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Certificate to engage in the business of a Mortgage Broker Branch surrendered:

December 15, 2021 (BR-MBD)
R & J Capital Group, LLC
2709 Coney Island Ave., 3rd Floor, Brooklyn, NY 11235
Effective Date: December 10, 2021

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Mortgage Banker Branch License Address Changes:

December 14, 2021 (MB-MBD)
Freedom Mortgage Corporation
From: 500 Virginia Drive, Suite #502, Fort Washington, PA 19034
To: 625 W. Ridge Pike, Building C, Conshohocken, PA 19428

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The following Licensed Mortgage Banker has entered into a Settlement Agreement with the Department on December 8, 2021 in lieu of a hearing for a fine or revocation of its mortgage banker license to settle violations of Section 597 of the New York Banking Law and Part 410.7(b) of the Superintendent’s Regulations for failure to file the 2020 Volume of Operations Reports (VOOR).  The Settlement Agreement terms and conditions include a fine of $10,000.00.

December 15, 2021 (BK-MBD)
Academy Mortgage Corp
105 Conklin Street, Farmingdale, NY 11735-2505

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Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York Banking Law. 

Date of Approval	NMLS #	Applicant Name	City	State	Sponsoring Entity
December 29, 2020	2029973	Moises Carlos Rosales	New Canaan	Connecticut	Union Home Funding Corp.
April 21, 2021	114957	Matthew Thaddeus Jenness	Southbury	Connecticut	loanDepot.com, LLC
April 21, 2021	2067182	Jayme Elizabeth Palmgren	Moberly	Missouri	Mortgage Research Center, LLC
June 14, 2021	1913222	Rajutsha Dev Nath	Norwalk	Connecticut	Total Mortgage Services, LLC
June 14, 2021	1957916	Ali Mochawrab	Dearborn Heights	Michigan	Rocket Mortgage, LLC
June 14, 2021	2059369	Jimmy Zoitos	Farmingdale	New York	United Mortgage Corp.
September 3, 2021	3945	Gennady Svetnikov	Brooklyn	New York	RoundPoint Mortgage Servicing Corporation
October 19, 2021	369757	Abiola Kayode Majekodunmi	Morganville	New Jersey	Salvation Financial Inc.
November 1, 2021	189854	JoAnne Ryan	Downingtown	Pennsylvania	PHH Mortgage Corporation
November 2, 2021	164585	Renato Daniel Paz	Charlotte	North Carolina	Movement Mortgage, LLC
November 2, 2021	258148	Ryan Scott Cousino	Strongsville	Ohio	Nations Lending Corporation
November 2, 2021	343021	Jeffrey Ryan Konkolewski	Powell	Ohio	Nations Lending Corporation
November 2, 2021	1718893	AnaMaria Lasher	Clayville	New York	OwnersChoice Funding, Incorporated
November 2, 2021	1932506	William David Fields	Denver	North Carolina	NewRez LLC
November 2, 2021	2030238	Joshua John Nielson	Ballston Spa	New York	NP, Inc.
November 2, 2021	2048552	Qing Qing Chen	Stamford	Connecticut	Morty, Inc.
November 2, 2021	2066539	Farrukh Hasanov	New York	New York	Pham & Partners LLC
November 2, 2021	2070281	Michael Joseph Guthneck	Boca Raton	Florida	NP, Inc.
November 2, 2021	2073576	Diego Valer Fort	Brooklyn	New York	Morty, Inc.
November 2, 2021	2099667	Samara Lynette Popov	Middle Island	New York	My Gem Corp.
November 2, 2021	2103427	Joseph Daniel Robinson	Fort Mill	South Carolina	Movement Mortgage, LLC
November 2, 2021	2115861	Matthew Joseph Mirand	East Amherst	New York	Movement Mortgage, LLC
November 2, 2021	2117446	Amanda Jeanann Davenport	Chittenango	New York	OwnersChoice Funding, Incorporated
November 2, 2021	2124694	Ly Khanh Nguyen	Philadelphia	Pennsylvania	NewRez LLC
November 2, 2021	2143003	Esha Kumar	Plainview	New York	NewRez LLC
November 2, 2021	2159617	Teresa Lee Udall	Scottsdale	Arizona	NewRez LLC
November 4, 2021	601387	Justin James Gerd Wick	Ponte Vedra	Florida	NewRez LLC
November 12, 2021	33213	Britten Bart Miller	Scottsdale	Arizona	Rocket Mortgage, LLC
November 12, 2021	1684859	Bayan Mohammad Hammad	Cleveland	Ohio	Rocket Mortgage, LLC
November 12, 2021	1971383	Eric Scott Bishop	Medina	Ohio	Rocket Mortgage, LLC
November 12, 2021	2113132	Christopher James Fidrus	Southgate	Michigan	Rocket Mortgage, LLC
November 12, 2021	2141808	Nermin Velic	Phoenix	Arizona	Rocket Mortgage, LLC
November 30, 2021	64164	Brian Thomas Canaris	Somerset	New Jersey	Finance of America Mortgage LLC