Weekly Banking Bulletin
April 21, 2023
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].
SECTION II
This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes
BK |
Bank |
MB |
Mortgage Banker |
BP |
Budget Planner |
BR |
Mortgage Broker |
CC |
Check Casher |
MS |
Mortgage Servicer |
CU |
Credit Union |
PF |
Premium Finance Agency |
FA |
Foreign Agency |
PB |
Private Banker |
FB |
Foreign Branch |
SB |
Savings Bank |
FR |
Foreign Representative Office |
SD |
Safe Deposit Company |
HC |
Holding Company |
SF |
Sales Finance Agency |
IC |
Investment Company |
SL |
Savings and Loan Association |
LL |
Licensed Lender |
SL |
Student Loans |
MK |
Merchant Bank |
TM |
Transmitter of Money |
MI |
Miscellaneous |
TR |
Trust Company |
|
|
VC |
Virtual Currency |
Regulatory Unit Codes
CM |
Capital Markets |
CRB |
Community and Regional Banks |
CEU |
Consumer Examination Unit |
FWB |
Foreign and Wholesale Banks |
LFS |
Licensed Financial Services |
MBD |
Mortgage Banking |
SECTION I
April 11, 2023 (TR-CRB)
POPULAR BANK
11 West 51ST Street, New York, NY 10019
Application dated April 11, 2023, for permission to change the location of branch office from 134 Delancey Street, Borough of Manhattan, City of New York 10002 to 215 E. Houston Street, Borough of Manhattan, City of New York 10002, received.
April 19, 2023 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notice of intention to establish an electronic facility (automated teller machine) at 111 Grove Lane, Newark, New Castle County, Delaware 19711, received.
April 19, 2023 (TM-LFS)
RAMP PAYMENTS CORPORATION
71 5th Avenue, 6th Floor, New York, NY 10003
Application received for a license to engage in business as a transmitter of money.
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the applicant.
Application to establish a Mortgage Banker's Branch received for examination:
April 17, 2023 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
311 North Washington Street, Bismarck, ND 58501
April 17, 2023 (MB-MBD)
Full Service Branch
CMG Mortgage, Inc.
3400 Hwy 35 Suite 1, Hazlet, NJ 07730
April 17, 2023 (MB-MBD)
Full Service Branch
CMG Mortgage, Inc.
15200 Jog Road, Unit 202, Delray Beach, FL 33446
April 18, 2023 (MB-MBD)
Full Service Branch
CrossCountry Mortgage, LLC
1 Professional Quadrangle, Suite 1, Sparta, NJ 07871
April 19, 2023 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
10 Station Court, Bellport, NY 11713
April 19, 2023 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
1 Hemphill Pl, Suite 105, Malta, NY 12020
April 19, 2023 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
745 Route 25A, Suite 4, Miller Place, NY 11764
Article 12-E Applications Received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
Date of Application |
NMLS # |
Applicant Name |
City |
State |
---|---|---|---|---|
January 20, 2022 |
1430449 |
Payton Matthew Reisman |
San Juan Capistrano |
California |
January 26, 2022 |
624473 |
Deborah Lynn Gobins |
Phoenix |
Arizona |
March 28, 2022 |
1809143 |
Talia Monique Hernandez |
Goodyear |
Arizona |
February 22, 2023 |
2453653 |
Shachar Aaron Amar |
Woodmere |
New York |
March 2, 2023 |
70516 |
Gina Marie Kritikos |
Glen Head |
New York |
March 9, 2023 |
1909806 |
Jake Anthony Clifford |
West Islip |
New York |
March 14, 2023 |
2453042 |
Robert David Pawluk |
West Islip |
New York |
March 20, 2023 |
1917452 |
Roger Mesa |
Madison |
New Jersey |
March 29, 2023 |
1379788 |
Christine Marie Khokhar |
Ellicott City |
Maryland |
April 5, 2023 |
1195060 |
Teresa Marie Parsons |
Port Byron |
New York |
April 14, 2023 |
2069431 |
Frank Avallone |
Morristown |
New Jersey |
April 17, 2023 |
598684 |
Danilo Ariza |
Bridgewater |
New Jersey |
SECTION II
February 15, 2023 (SFC-LFS)
Global Lending Services LLC
1200 Brookfield Blvd., Suite 300, Greenville, SC 29607
License to engage in business as a sales finance company at 1300 Brookfield Blvd., Greenville, SC 29607, was surrendered.
April 14, 2023 (TR-FWB)
THE BANK OF NEW YORK MELLON
240 Greenwich Street, New York, New York 10286
Notification received of the closing of the representative office at 25 de Mayo 195, 6th Floor, Buenos Aires, Argentina C 1002ABC.
April 14, 2023 (MI-CRB)
EVOLVE BANK & TRUST
301 Shoppingway Boulevard, West Memphis, AR 72301
Notification received, in accordance with Supervisory Policy G 8, of the closing of the representative office at 333 West Washington Street, Syracuse, Onondaga County, New York 13202, effective April 30, 2023.
April 17, 2023 (TM-LFS)
ASCENDANTFX CAPITAL USA, INC.
3478 Buskirk Avenue, Suite 1000, Pleasant Hill, CA 94523
Application for a change of control whereby AFX Acquisition Corp. will acquire 100% of the issued and outstanding shares of AscendantFX Capital Inc., and thereby indirectly acquire 100% of AscendantFX Capital USA, Inc., was approved on April 13, 2023.
April 17, 2023 (FB-FWB)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)
Kungstradgardsgatan 8, SE-106 40, Stockholm, Sweden
Approval given to change the location of branch from 245 Park Avenue, Borough of Manhattan, City of New York 10167 to 66 Hudson Boulevard, Borough of Manhattan, City of New York 10001, on or after April 18, 2023.
April 18, 2023 (FB-FWB)
NATIONAL BANK OF EGYPT
NBE Tower, 1187 Corniche El Nil, Cairo, Egypt
Approval given to change the location of branch from 40 East 52nd Street, Borough of Manhattan, City of New York, 10022 to 825 3rd Avenue, Borough of Manhattan, City of New York 10022, on or after April 19, 2023.
Certificate issued to engage in the business of a Mortgage Broker under Article 12-D of the New York Banking Law:
April 18, 2023 (BR-MBD)
Real Advantage Professionals LLC
61-43 186th Street, Suite 205, Fresh Meadows, Queens, NY 11365
License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York Banking Law:
April 18, 2023 (MB-MBD)
Full Service Branch
CMG Mortgage, Inc.
445 Broad Hollow Road, Suite 225, Melville, NY 11747
April 18, 2023 (MB-MBD)
Full Service Branch
Van Dyk Mortgage Corporation
2907 Bridge Ave., First Floor, Point Pleasant, NJ 08742
April 18, 2023 (MB-MBD)
Full Service Branch
United Mortgage Corp.
400 Jericho Turnpike, Suite 216, Jericho, NY 11753
April 18, 2023 (MB-MBD)
Full Service Branch
GR Affinity, LLC in lieu of Guaranteed Rate Affinity, LLC
2 Old New Milford Road, Suite 3B, Brookfield, CT 06804
April 18, 2023 (MB-MBD)
Full Service Branch
Movement Mortgage, LLC
1928 Williamsbridge Road, First Floor, Bronx, NY 10461
April 18, 2023 (MB-MBD)
Full Service Branch
CMG Mortgage, Inc.
129 South Union Street, Suite A, Spencerport, NY 14559
April 19, 2023 (MB-MBD)
Full Service Branch
PennyMac Loan Services, LLC
10550 West Charleston Boulevard, Suite A, Las Vegas, NV 89135
License to engage in the business of a Mortgage Banker Branch surrendered:
April 18, 2023 (MB-MBD)
Homebridge Financial Services, Inc.
129 South Union Street, Suite A, Spencerport, NY 14559
Effective Date: April 18, 2023
April 18, 2023 (MB-MBD)
Homebridge Financial Services, Inc.
445 Broad Hollow Road, Suite 225, Melville, NY 11747
Effective Date: April 18, 2023
April 19, 2023 (MB-MBD)
Cardinal Financial Company, Limited Partnership
30 Hempstead Ave, Ste 139, Rockville Centre, NY 11570
Effective Date: April 4, 2023
April 19, 2023 (MB-MBD)
Home Point Financial Corporation
11511 Luna Road, 2nd and 3rd Floors, Farmers Branch, TX 75234
Effective Date: March 22, 2023
April 19, 2023 (MB-MBD)
Family First Funding LLC
70 Main Street, Second Floor Unit 4, Southampton, NY 11968
Effective Date: April 11, 2023
April 19, 2023 (MB-MBD)
Family First Funding LLC
311 Johnnie Dodds Blvd, Suite 141 & 151, Mt Pleasant, SC 29464
Effective Date: April 11, 2023
Certificate to engage in the business of a Mortgage Broker Branch surrendered:
April 19, 2023 (BR-MBD)
Sunquest Funding LLC
190 Middlesex Turnpike, Suite 201, Iselin, NJ 08830
Effective Date: April 14, 2023
April 19, 2023 (BR-MBD)
Homereliance Capital Corp.
263 McGuiness Boulevard, Ground Floor, Brooklyn, NY 11222
Effective Date: April 6, 2023
Mortgage Banker Branch License Address Changes:
April 18, 2023 (MB-MBD)
US Mortgage Corporation
From: 1847 Victory Boulevard, First Floor, Staten Island, NY 10314
To: 292 Nelson Avenue, #2, Staten Island, NY 10308
April 19, 2023 (MB-MBD)
Ark-La-Tex Financial Services, LLC
From: Two South University Drive, Suite 231, Plantation, FL 33324
To: Two South University Drive, Suite 319, Plantation, FL 33324
April 19, 2023 (MB-MBD)
CMG Mortgage, Inc.
From: 80 Broad Street, 5th Floor, Office 625, New York City, NY 10004
To: 800 Westchester Ave, Suite S-602, Rye Brook, NY 10573
April 19, 2023 (MB-MBD)
Total Mortgage Services, LLC
From: 2278 Main Street, Stratford, CT 06615
To: 6 Huntington Street, Shelton, CT 06484
Mortgage Broker Branch Certificate Address Changes:
April 18, 2023 (BR-MBD)
THE MINT CAPITAL INC
From: 3611 14th Avenue, Suite 220, Brooklyn, NY 11218
To: 1302 50th St, 3-F, Brooklyn, NY 11219
Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York Banking Law.
Date of Approval |
NMLS # |
Applicant Name |
City |
State |
Sponsoring Entity |
---|---|---|---|---|---|
April 14, 2023 |
32465 |
Julie Marie Eccleston |
Rocky River |
Ohio |
Rocket Mortgage, LLC |
April 14, 2023 |
50137 |
Maria D. Lopez |
Mahwah |
New Jersey |
RealFi Home Funding Corp. |
April 14, 2023 |
118520 |
Jill Petrowsky |
Vernon |
Connecticut |
Right Trac Financial Group, Inc. |
April 14, 2023 |
121829 |
James Ford |
Dix Hills |
New York |
East Coast Capital Corp. |
April 14, 2023 |
150844 |
Desiree J. Smith |
Brooklyn |
New York |
Panam Mortgage & Financial Services, Inc. |
April 14, 2023 |
175106 |
James William Mason |
Rumson |
New Jersey |
MDE Home Loans, LLC |
April 14, 2023 |
227027 |
Yaron Ronnie Solomon |
Woodmere |
New York |
American Financial Network, Inc. |
April 14, 2023 |
384030 |
Dana Frederick Gibbs |
Redondo Beach |
California |
Sun West Mortgage Company, Inc. |
April 14, 2023 |
397198 |
James F. Fatigate |
New Rochelle |
New York |
A.S.A.P. Mortgage Corp. |
April 14, 2023 |
589362 |
Erik John Elsasser |
Matthews |
North Carolina |
Cardinal Financial Company, LP |
April 14, 2023 |
1107167 |
Patrick Ian Nicely |
Mayfield Heights |
Ohio |
Rocket Mortgage, LLC |
April 14, 2023 |
1387556 |
Michael Andrew Carroll |
Grosse Pointe Woods |
Michigan |
Rocket Mortgage, LLC |
April 14, 2023 |
1418313 |
Fernando Bojorquez Olguin |
Goodyear |
Arizona |
Rocket Mortgage, LLC |
April 14, 2023 |
1429106 |
Stephanie Marie Oddo |
Macomb |
Michigan |
Rocket Mortgage, LLC |
April 14, 2023 |
1448653 |
Lee Dickran Abrahamian |
Buckeye |
Arizona |
Rocket Mortgage, LLC |
April 14, 2023 |
1563470 |
Lawrence Earl Lagmay |
Simi Valley |
California |
PennyMac Loan Services, LLC |
April 14, 2023 |
1655410 |
Helen K. Taveras |
Massapequa |
New York |
East Coast Capital Corp. |
April 14, 2023 |
1698257 |
Dany Mukhlis Hessano |
Bloomfield Hills |
Michigan |
Rocket Mortgage, LLC |
April 14, 2023 |
1702165 |
Sayeed Hossain |
Fontana |
California |
Sun West Mortgage Company, Inc. |
April 14, 2023 |
1736498 |
Karthikeyan Dhanashekaran |
West Melbourne |
Florida |
Sourcepoint, Inc. |
April 14, 2023 |
1742393 |
Brandon Darrell Paschall |
Roseville |
Michigan |
Rocket Mortgage, LLC |
April 14, 2023 |
1763960 |
Joseph Christopher Criscuoli |
Bellmore |
New York |
Cliffco, Inc. |
April 14, 2023 |
1835744 |
Rudy Pierre |
Norwalk |
Connecticut |
Total Mortgage Services, LLC |
April 14, 2023 |
1871711 |
Jessica Velazquez |
Rahway |
New Jersey |
American Financial Network, Inc. |
April 14, 2023 |
1878502 |
Kevin Wayne Jones |
Pasadena |
California |
PennyMac Loan Services, LLC |
April 14, 2023 |
1967732 |
James Joseph Robinson |
Downingtown |
Pennsylvania |
Freedom Mortgage Corporation |
April 14, 2023 |
1970591 |
Sierra Kathleen Derian |
St. Clair Shores |
Michigan |
Rocket Mortgage, LLC |
April 14, 2023 |
1972348 |
Edwin Vladimir Vela |
Baldwin |
New York |
Lakeview Mortgage Bankers Corp. |
April 14, 2023 |
1974273 |
Eric Illowsky |
Tarrytown |
New York |
US Mortgage Corporation |
April 14, 2023 |
1981104 |
Maha Gul Saeed |
Eastvale |
California |
PennyMac Loan Services, LLC |
April 14, 2023 |
2006806 |
Michael Benjamin Woods |
Rochester Hills |
Michigan |
Rocket Mortgage, LLC |
April 14, 2023 |
2022726 |
Scott Matthew Gwisdalla |
Royal Oak |
Michigan |
Rocket Mortgage, LLC |
April 14, 2023 |
2048788 |
John A. Gergely |
East Setauket |
New York |
US Mortgage Corporation |
April 14, 2023 |
2071062 |
Alexandra Marie Lanza |
Phoenix |
Arizona |
Rocket Mortgage, LLC |
April 14, 2023 |
2083786 |
Gary L. Engel |
Sunnyside |
New York |
All County Capital Corp. |
April 14, 2023 |
2230819 |
Abraham Litchfield |
Brooklyn |
New York |
Prince Capital Group Ltd. |
April 14, 2023 |
2259516 |
Tai Marie Brown |
Oak Park |
Michigan |
Rocket Mortgage, LLC |
April 14, 2023 |
2312861 |
Firdavs Hodiev |
Staten Island |
New York |
Cardinal Financial Company, LP |
April 14, 2023 |
2380893 |
Tao Ding |
Syosset |
New York |
Lakeview Mortgage Bankers Corp. |
April 14, 2023 |
2384953 |
Gershom Carmel Delva |
Massapequa |
New York |
Americana Mortgage Group, Inc. |
April 14, 2023 |
2386146 |
Laura Patricia Fortunatti |
Middle Village |
New York |
Cardinal Financial Company, LP |
April 14, 2023 |
2411386 |
Dennis Christopher Bravo Jara |
Ridgewood |
New York |
SI Mortgage Company, Inc. |
April 14, 2023 |
2440775 |
David Charles Fields |
Maryland Heights |
Missouri |
Mortgage Research Center, LLC |
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
Date Application Withdrawn |
NMLS # |
Applicant Name |
City |
State |
---|---|---|---|---|
April 12, 2023 |
522992 |
Marti Kane Tromley |
EL Cajon |
California |
April 12, 2023 |
1632919 |
Sean Martin Dvorak |
Fishers |
Indiana |
April 12, 2023 |
2101928 |
Laura Lee Rosich |
Paola |
Kansas |