Weekly Banking Bulletin
June 23, 2023
SECTION I
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by email to [email protected].
SECTION II
This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
GENERAL INFORMATION
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
Institution Codes
BK |
Bank |
MB |
Mortgage Banker |
BP |
Budget Planner |
BR |
Mortgage Broker |
CC |
Check Casher |
MS |
Mortgage Servicer |
CU |
Credit Union |
PF |
Premium Finance Agency |
FA |
Foreign Agency |
PB |
Private Banker |
FB |
Foreign Branch |
SB |
Savings Bank |
FR |
Foreign Representative Office |
SD |
Safe Deposit Company |
HC |
Holding Company |
SF |
Sales Finance Agency |
IC |
Investment Company |
SL |
Savings and Loan Association |
LL |
Licensed Lender |
SL |
Student Loans |
MK |
Merchant Bank |
TM |
Transmitter of Money |
MI |
Miscellaneous |
TR |
Trust Company |
VC |
Virtual Currency |
Regulatory Unit Codes
CM | Capital Markets |
CRB |
Community and Regional Banks |
CEU |
Consumer Examination Unit |
FWB |
Foreign and Wholesale Banks |
LFS |
Licensed Financial Services |
MBD |
Mortgage Banking |
SECTION I
June 21, 2023 (TR-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notice of intention to close branch office at 1848 South Clinton Avenue, Town of Brighton, Monroe County, New York 14618, received.
The comment period on this notice will expire July 24, 2023.
June 23, 2023 (LL-LFS)
OMNI FINANCIAL OF NEVADA, INC
6655 W. Sahara Avenue, Suite C104, Las Vegas, Nevada 89146
Application received for a change of control filed by Omni Holding Company LLC which will acquire 100% of the outstanding shares of Omni Financial of Nevada, Inc.
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.
Application to establish a Mortgage Banker's Branch received for examination:
June 20, 2023 (MB-MBD)
Full Service Branch
CMG Mortgage, Inc.
600 West Germantown Pike, Suite 400, Office 1004, Plymouth Meeting, PA 19462
June 21, 2023 (MB-MBD)
Full Service Branch
Cardinal Financial Company, Limited Partnership
165 Passaic Ave, Ste 300, Fairfield, NJ 07004
Application received pursuant to Section 594-b of the New York Banking Law and Part 410 of the Superintendent's Regulations for control interest:
June 21, 2023 (MB-MBD)
Applicant(s)
Christopher Gerard Marshall
Kurt Gregory Johnson
Mr. Cooper Group Inc.
Nationstar Mortgage Holdings Inc.
Nationstar Mortgage LLC
Nationstar Sub1 LLC
Sub1 DE LLC
To acquire interest in:
Rushmore Loan Management Services LLC D/B/A
Rushmore Correspondent Lending Services
8616 Freeport Pkwy, Suite 100, Irving, TX 75063
Article 12-E Applications Received. Individuals listed may not engage in mortgage loan origination activities prior to the approval of their application for licensing. They must also complete all required education, testing and bonding requirements by the dates set forth in Part 420 of the Superintendent’s Regulations which may be found on the Department’s website.
Date of Application |
NMLS # |
Applicant Name |
City |
State |
---|---|---|---|---|
December 1, 2021 |
2136194 |
Christopher Ryan Razzore |
Staten Island |
New York |
February 1, 2022 |
2088373 |
Michael Ryan Lott |
Phoenix |
Arizona |
January 18, 2023 |
175707 |
Michael John Cronin |
Philadelphia |
Pennsylvania |
January 23, 2023 |
2254047 |
Lin Li |
Flushing |
New York |
April 10, 2023 |
2383384 |
Justin J. Hopkins |
Fairport |
New York |
May 8, 2023 |
2333022 |
Kelvin Burnell Richardson |
Brooklyn |
New York |
May 17, 2023 |
269793 |
Helen Yang |
Hackensack |
New Jersey |
May 17, 2023 |
2475937 |
Videsha Harinarayan |
East Meadow |
New York |
May 19, 2023 |
1751344 |
Jason Lee Kucans |
Belleville |
Michigan |
May 24, 2023 |
8953 |
Noel Mark Chapman |
Manasquan |
New Jersey |
May 24, 2023 |
459794 |
Brett Alan-Lee |
Solana Beach |
California |
May 25, 2023 |
1469112 |
James Colbert |
New York |
New York |
May 25, 2023 |
2483226 |
Daniel Luke Perry |
Rochester |
New York |
June 2, 2023 |
1568394 |
Ian Bennett Magladry |
Los Angeles |
California |
June 6, 2023 |
1724794 |
Zeng Xian Wang |
Sugar Land |
Texas |
June 14, 2023 |
356192 |
Joseph Leo Campbell |
Derby |
New York |
June 14, 2023 |
1086960 |
Emily Sue Bristol |
Norwood |
New York |
June 15, 2023 |
2455868 |
Tova Carol Mavashev |
Brookville |
New York |
June 15, 2023 |
2494415 |
Grace Jacqueline Powell |
Columbia |
Missouri |
June 16, 2023 |
2310351 |
India J. Headley |
Prospect |
Connecticut |
June 16, 2023 |
2496497 |
Caleb Douglas Slivinski |
Salisbury |
Missouri |
SECTION II
June 16, 2023 (FR-FWB)
DEXIA CRÉDIT LOCAL
1, Passerelle des Reflets, Tour CBX - La Défense 2, TSA 92202, 92919 La Défense Cedex, France
The Department interposes no-objection to the notification, pursuant to Section 221-e of the Banking Law, of the relocation of the representative office from 445 Park Avenue, Borough of Manhattan, City of New York 10022 to 575 Fifth Avenue, Borough of Manhattan, City of New York 10017.
June 22, 2023 (MI-CRB)
MANUFACTURERS AND TRADERS TRUST COMPANY
One M&T Plaza, Buffalo, NY 14203
Notification received, in accordance with Supervisory Policy G 8, of the closing of the representative office at 801 Barkwood Court, Linthicum, Anne Arundel County, MD 21090, effective July 31, 2023.
Application to establish a Mortgage Banker's Branch received for examination, has been withdrawn:
June 20, 2023 (MB-MBD)
Full Service Branch
Guaranteed Rate, Inc.
809 De La Vina St, Santa Barbara, CA 93101
License issued to engage in the business as a Mortgage Banker Branch under Article 12-D of the New York Banking Law:
June 21, 2023 (MB-MBD)
Full Service Branch
Rocket Mortgage, LLC
354 Veterans Memorial Highway, Suite 9, Commack, NY 11725
License to engage in the business of a Mortgage Banker Branch surrendered:
June 20, 2023 (MB-MBD)
American Neighborhood Mortgage Acceptance Company LLC
4839 Limestone Road, Wilmington, DE 19808
Effective Date: June 16, 2023
Mortgage Banker Branch License Address Changes:
June 20, 2023 (MB-MBD)
CMG Mortgage, Inc.
From: 3400 Hwy 35 Suite 1, Hazlet, NJ 07730
To: 1715 Highway 35, Suite 201, Middletown, NJ 07748
June 21, 2023 (MB-MBD)
American Financial Network, Inc.
From: 431 Conklin St, Office 3, Farmingdale, NY 11735
To: 1342 New York Ave, Huntington Station, NY 11746
June 21, 2023 (MB-MBD)
Draper and Kramer Mortgage Corp.
From: 2105 Cromley Circle, Unit B, Myrtle Beach, SC 29577
To: 267 Willbrook Blvd, Unit C, Pawleys Island, SC 29585
Approvals issued to engage in the business of mortgage loan origination under Article 12-E of the New York Banking Law.
Date of Approval |
NMLS # |
Applicant Name |
City |
State |
Sponsoring Entity |
---|---|---|---|---|---|
June 15, 2023 |
39847 |
Evan Mark Kaye |
Melville |
New York |
East Coast Capital Corp. |
June 15, 2023 |
136554 |
William James Carroll |
Bridgewater |
New Jersey |
Cardinal Financial Company, LP |
June 15, 2023 |
200208 |
Austin Allan Niemiec |
West Bloomfield |
Michigan |
Rocket Mortgage, LLC |
June 15, 2023 |
287055 |
Gyanendra Srivastava |
Naperville |
Illinois |
Draper and Kramer Mortgage Corp. |
June 15, 2023 |
424901 |
Leonard Murphy |
Staten Island |
New York |
American Neighborhood Mortgage Acceptance Company LLC |
June 15, 2023 |
624473 |
Deborah Lynn Gobins |
Phoenix |
Arizona |
Rocket Mortgage, LLC |
June 15, 2023 |
734744 |
Rachel Ann Strait |
Carrollton |
Texas |
Carrington Mortgage Services, LLC |
June 15, 2023 |
1387643 |
Brian Jeffrey Grayev |
Pottstown |
Pennsylvania |
TBI Mortgage Company |
June 15, 2023 |
1409251 |
W. Nicholas Bergh |
Valencia |
California |
PennyMac Loan Services, LLC |
June 15, 2023 |
1431245 |
Erik Louis Sackandy |
Annapolis |
Maryland |
Freedom Mortgage Corporation |
June 15, 2023 |
1541241 |
Melanie Cronin |
Staten Island |
New York |
Fairway Independent Mortgage Corporation |
June 15, 2023 |
1589080 |
Vincent Anthony Lanni |
Schnecksville |
Pennsylvania |
East Coast Capital Corp. |
June 15, 2023 |
1662682 |
Zachariah Jamal Fawaz |
Hagerstown |
Maryland |
Freedom Mortgage Corporation |
June 15, 2023 |
1736301 |
Ernest Lefkowitz |
Brooklyn |
New York |
Landstone Equities, LLC |
June 15, 2023 |
1803379 |
Ali Anwar Alwashah |
Dearborn Heights |
Michigan |
Rocket Mortgage, LLC |
June 15, 2023 |
1838926 |
Seren Ocak |
East Northport |
New York |
Embrace Home Loans, Inc. |
June 15, 2023 |
1975788 |
Jose Reyes |
Clifton Park |
New York |
Homestead Funding Corp. |
June 15, 2023 |
1989560 |
Ardian Leka |
Bronx |
New York |
Solution One Capital Corp. |
June 15, 2023 |
2037301 |
Elena Vargas |
Brooklyn |
New York |
Green Street Capital, LLC |
June 15, 2023 |
2038612 |
Santina Marie Mitaj |
Eastchester |
New York |
Rocket Mortgage, LLC |
June 15, 2023 |
2097284 |
Vincent James Aiosa |
Wantagh |
New York |
Nationwide Mortgage Bankers, Inc. |
June 15, 2023 |
2099979 |
Christian Matthew Anderson |
Indianapolis |
Indiana |
Royal United Mortgage, LLC |
June 15, 2023 |
2219660 |
Karen Patricia Mendiola-Monteverde |
Bloomfield Hills |
Michigan |
Rocket Mortgage, LLC |
June 15, 2023 |
2263342 |
Hesham Ahmad Khan |
Elmont |
New York |
Planet Home Lending, LLC |
June 15, 2023 |
2335820 |
Charlie Calco |
Staten Island |
New York |
Residential Home Mortgage Corporation |
June 15, 2023 |
2383426 |
Bryce Evan Healey |
Indianapolis |
Indiana |
Royal United Mortgage, LLC |
June 15, 2023 |
2417282 |
Paula Simoni |
Farmingdale |
New York |
Jericho Mortgage Associates, Inc. |
June 15, 2023 |
2427603 |
Lorraine Kathryn Nicholson |
Aloha |
Oregon |
Freedom Mortgage Corporation |
June 15, 2023 |
2429959 |
Stanley Michael Renkas |
Brooklyn |
New York |
Bridge Capital Enterprises Ltd. |
June 15, 2023 |
2447759 |
Dina Dal Mut |
Brentwood |
New York |
Russell Capital Group LLC |
June 15, 2023 |
2465994 |
Evan Attinger |
Cortlandt Manor |
New York |
DML Mortgage Enterprises, Inc. |
June 15, 2023 |
2473974 |
Li Mei Li |
College Point |
New York |
Interstate Home Loan Center, Inc. |
June 15, 2023 |
2478208 |
Jose Enrique Romero |
Freeport |
New York |
Nationwide Mortgage Bankers, Inc. |
Applications for licensing as a Mortgage Loan Originator under Article 12-E of the New York Banking Law, WITHDRAWN. The individuals listed may not engage in mortgage loan origination activity in New York State or on New York State residential property:
Date Application Withdrawn |
NMLS # |
Applicant Name |
City |
State |
---|---|---|---|---|
June 6, 2023 |
108033 |
James Patrick Gallen |
Philadelphia |
Pennsylvania |
June 6, 2023 |
245375 |
Gary Wayne Eastham |
Huntington Beach |
California |
June 6, 2023 |
621715 |
Jeffrey Alan Conrad |
Allen |
Texas |
June 6, 2023 |
986842 |
Andrea Bilducea |
Avondale |
Arizona |
June 6, 2023 |
1019920 |
Jennifer May Deering |
Belford |
New Jersey |
June 6, 2023 |
1040069 |
Jennifer Ann Marszowski |
Phoenix |
Arizona |
June 6, 2023 |
1072866 |
James Joseph Blackburn |
Lighthouse Point |
Florida |
June 6, 2023 |
1118680 |
Valerie Ann Gomez |
Waxahachie |
Texas |
June 6, 2023 |
1431237 |
Eric Scott Hamilton |
Lumberton |
New Jersey |
June 6, 2023 |
1469715 |
Robin Buchanan |
Trenton |
New Jersey |
June 6, 2023 |
1585208 |
Rebecca Rachel Cook |
The Colony |
Texas |
June 6, 2023 |
1613538 |
Evelyn Buchanan |
Grand Prairie |
Texas |
June 6, 2023 |
1626957 |
Zachary James Hammond |
Gilbert |
Arizona |
June 6, 2023 |
1635120 |
Briawna Michele Bissland |
Marlton |
New Jersey |
June 6, 2023 |
1656767 |
Samir Chami |
Canton |
Michigan |
June 6, 2023 |
1708732 |
Keil David Conway |
Rochester |
Michigan |
June 6, 2023 |
1764633 |
James V. Downing |
Red Bank |
New Jersey |
June 6, 2023 |
1771812 |
Marie Anna Klein |
Akron |
Ohio |
June 6, 2023 |
1803283 |
Kimberly Su Kaercher |
Westland |
Michigan |
June 6, 2023 |
1813732 |
Michael Roman Hajduk |
Howell |
Michigan |
June 6, 2023 |
1824208 |
Richard William Curley |
Litchfeild Park |
Arizona |
June 6, 2023 |
1845066 |
Annis Mohammad Dabbas |
Canton |
Michigan |
June 6, 2023 |
1877423 |
Ariana Cruz |
Glendale |
Arizona |
June 6, 2023 |
1877521 |
Kelly Ann Kallapure |
Royal Oak |
Michigan |
June 6, 2023 |
1889441 |
Bryan Andrew Ilena |
Glendale |
Arizona |
June 6, 2023 |
1902283 |
Jeffrey Alan Ferguson |
Irvine |
California |
June 6, 2023 |
1909454 |
Lane Gregory Herzog |
Fort Worth |
Texas |
June 6, 2023 |
1918639 |
Howard J. Chen |
Staten Island |
New York |
June 6, 2023 |
1936455 |
Ratul Biswas |
Bronx |
New York |
June 6, 2023 |
1957154 |
Daniel Francis Hearns |
Brunswick |
Ohio |
June 6, 2023 |
1957310 |
Gabriella Rose Kolioupoulos |
New Baltimore |
Michigan |
June 6, 2023 |
1958835 |
Joseph Francis Funicelli |
Toms River |
New Jersey |
June 6, 2023 |
1967734 |
Walter Alexander Archer |
Croydon |
Pennsylvania |
June 6, 2023 |
1993972 |
Ali Imad-Mohamad Kadry |
Dearborn |
Michigan |
June 6, 2023 |
2022310 |
Steven Grady Garretson |
Plano |
Texas |
June 6, 2023 |
2022662 |
Christopher Clayton Gastmeier |
Harrison Township |
Michigan |
June 6, 2023 |
2023579 |
Kyle Trevor Burns |
Canton |
Michigan |
June 6, 2023 |
2024125 |
Jade Grace Cassidy |
Garden Grove |
California |
June 6, 2023 |
2034377 |
Jonathan Charles Blaha |
Avon Lake |
Ohio |
June 6, 2023 |
2038278 |
Dhia Abdel-Nasser Mohammad |
Dearborn Heights |
Michigan |
June 6, 2023 |
2039579 |
Mora Bolos |
Sterling Heights |
Michigan |
June 6, 2023 |
2039625 |
Marissa C.J. Grass |
Royal Oak |
Michigan |
June 6, 2023 |
2053353 |
James Matthew Howard |
Denton |
Texas |
June 6, 2023 |
2071072 |
Adam Scott Lohmann |
Fort Lauderdale |
Florida |
June 6, 2023 |
2081644 |
Yuting Fan |
Highland Park |
New Jersey |
June 6, 2023 |
2088169 |
Joseph Edward Parks |
Lake Odessa |
Michigan |
June 6, 2023 |
2089117 |
Kerissa Marie Hancock |
Romulus |
Michigan |
June 6, 2023 |
2092032 |
Alvin A. Naman |
Shelby Township |
Michigan |
June 6, 2023 |
2107384 |
Adonys Navarrete Hermosillo |
Phoenix |
Arizona |
June 6, 2023 |
2107784 |
Francisco Manuel Lopez Fuentes |
Tucson |
Arizona |
June 6, 2023 |
2136546 |
Ray Anthony Canuelas |
St. Louis |
Missouri |
June 6, 2023 |
2143466 |
Abraham Barminka |
Brooklyn |
New York |
June 6, 2023 |
2146430 |
Samantha Marie MacLean |
Lewisville |
Texas |
June 6, 2023 |
2174787 |
Daniel Channing Flinn |
Denton |
Texas |
June 6, 2023 |
2176983 |
Ryan Jacob Johnson |
Riverside |
California |
June 6, 2023 |
2183638 |
Nicole M. Evans |
West Pittston |
Pennsylvania |
June 6, 2023 |
2218903 |
Arthur Marek Kaminski |
Sterling Heights |
Michigan |
June 6, 2023 |
2225702 |
Radhika Mitulkumar Patel |
Fullerton |
California |
June 6, 2023 |
2227651 |
Michael Francis Doyle |
Merrick |
New York |
June 6, 2023 |
2228414 |
Michael Thomas Mara |
Long Beach |
New York |
June 6, 2023 |
2228753 |
Carl Isaac Magin Fontanez |
Anaheim |
California |
June 6, 2023 |
2232040 |
Adrian Fernandez |
Miami |
Florida |
June 6, 2023 |
2232301 |
Randee Carly Davis |
Berwick |
Pennsylvania |
June 6, 2023 |
2242286 |
Christopher Robert Keller |
Lewisville |
Texas |
June 6, 2023 |
2259468 |
Yasmina Vincenza Grippi |
Dearborn |
Michigan |
June 6, 2023 |
2262073 |
Curtis Gregory Alexander Allen |
Anaheim |
California |
June 6, 2023 |
2278073 |
Sameer Mehaidli |
Westland |
Michigan |
June 6, 2023 |
2279753 |
Zaid Raad Al-Faham |
Dearborn |
Michigan |
June 6, 2023 |
2279754 |
Suhaib Hazzah Salah Alkohaif |
Dearborn |
Michigan |
June 6, 2023 |
2279985 |
Noel Martin Hernandez |
Huntington Park |
California |
June 6, 2023 |
2282381 |
Alex Dominick Bharath |
Warwick |
New York |
June 6, 2023 |
2283789 |
Kevin Michael Galyas |
Staten Island |
New York |
June 6, 2023 |
2293279 |
Megan Renea Edmonds |
New York |
New York |
June 6, 2023 |
2296268 |
Johnathan Michael McGraw |
Melissa |
Texas |
June 6, 2023 |
2297999 |
Dwayne L. Marcus |
Unadilla |
New York |
June 6, 2023 |
2301564 |
Haley Nicole Jordan |
Huntington Beach |
California |
June 6, 2023 |
2301884 |
Luz Karen Henriquez Cisneros |
Arlington |
Texas |
June 6, 2023 |
2303047 |
Theresa Ann Mehall |
Southgate |
Michigan |
June 6, 2023 |
2303432 |
Marsela Elezovic |
Washington Township |
Michigan |
June 6, 2023 |
2303519 |
Sandra Lynette Brown |
Detroit |
Michigan |
June 6, 2023 |
2303597 |
Michael Christopher Conwell |
St. Clair Shores |
Michigan |
June 6, 2023 |
2303951 |
Timothy Raymond Martin |
Rochester |
Michigan |
June 6, 2023 |
2315514 |
Robert Stewart Brown |
Nolensville |
Tennessee |
June 6, 2023 |
2315524 |
Christopher Aaron Henry |
Brentwood |
Tennessee |
June 6, 2023 |
2315684 |
Farhan Javed |
Tuxedo |
New York |
June 6, 2023 |
2317652 |
John Anthony Graziano |
Boston |
Massachusetts |
June 6, 2023 |
2321740 |
Daniel Valentin Mozhelyuk |
Southgate |
Michigan |
June 6, 2023 |
2335155 |
Jennifer Leann Lucas |
Franklin |
Tennessee |
June 6, 2023 |
2343929 |
Trevor Adam Mackowiak |
Chesterfield |
Michigan |
June 6, 2023 |
2352050 |
Willie Lee Lewis |
Aubrey |
Texas |
June 6, 2023 |
2352402 |
Kyle Wesley Palmer |
Lewisville |
Texas |
June 6, 2023 |
2359779 |
Moussa Madou |
Brooklyn |
New York |
June 6, 2023 |
2371235 |
Vladimir Fortune Joseph |
Coral Springs |
Florida |
June 6, 2023 |
2372349 |
Joshua Nathanael Carroll |
Murfreesboro |
Tennessee |
June 6, 2023 |
2372373 |
Jacob Chase Budde |
Franklin |
Tennessee |
June 6, 2023 |
2377141 |
Arsham Hosseinipour |
Jamaica |
New York |
June 6, 2023 |
2391432 |
Joshua Hunter Lindsay |
Hurst |
Texas |
June 6, 2023 |
2392729 |
Monica Lynn Hockaday-Seaton |
Arlington |
Texas |
June 6, 2023 |
2393049 |
Brantley Charles |
Plano |
Texas |
June 6, 2023 |
2416137 |
Dylan Michael Doughty |
Scarsdale |
New York |
June 20, 2023 |
387029 |
Damion Jermaine Williford |
Pembroke Pines |
Florida |
June 20, 2023 |
1783330 |
Ameer Rafat Elayan |
Dearborn Heights |
Michigan |
June 20, 2023 |
1829340 |
Daniel Sotomarino |
Jacksonville |
Florida |